CEDHCASELAW;JUDGMENTS;CHAMBER;ENG9Satisfaction
CEDH · CASELAW;JUDGMENTS;CHAMBER;ENG — 5 novembre 1981
- ECLI
- ECLI:CE:ECHR:1981:1105JUD000721575
- Date
- 5 novembre 1981
- Publication
- 5 novembre 1981
droits fondamentauxCEDH
Source : DILA / Judilibre · open data
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version préliminaireFaits
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Question juridique
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Solution
source officielleViolation of Art. 5-4;No violation of Art. 5-1;Not necessary to examine art. 5-2;Just satisfaction reserved
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THE UNITED KINGDOM   (Application no. 7215/75)             JUDGMENT       STRASBOURG   5 November 1981   In the case of X v. the United Kingdom, The European Court of Human Rights sitting, in accordance with Article 43 (art. 43) of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention") and the relevant provisions of the Rules of Court, as a Chamber composed of the following judges:   Mr.   G. WIARDA , President ,   Mr.   M. ZEKIA ,   Mr.   D. EVRIGENIS ,   Mr.   F. MATSCHER ,   Mr.   J. PINHEIRO FARINHA ,   Mr.   B. WALSH ,   Mr.   R. JENNINGS , ad hoc judge , and also Mr. M.-A. EISSEN , Registrar , and Mr. H. PETZOLD , Deputy Registrar , Having deliberated in private on 23 and 24 June and on 23 and 24 October 1981, Delivers the following judgment, which was adopted on the last-mentioned date: PROCEDURE 1. The case of X v. the United Kingdom was referred to the Court by the European Commission of Human Rights ("the Commission"). The case originated in an application against the United Kingdom of Great Britain and Northern Ireland lodged with the Commission on 14 July 1974 under Article 25 (art. 25) of the Convention by a United Kingdom citizen, referred to as X in this judgment. Contrary to the usual practice, the identity of the applicant, who died in 1979, has not been made public in view of the wish expressed by his next of kin. 2. The Commission’s request was filed at the registry on 13 October 1980, within the period of three months laid down by Articles 32 par. 1 and 47 (art. 32-1, art. 47). The request referred to Articles 44 and 48 (art. 44, art. 48) of the Convention and to the declaration made by the United Kingdom recognising the compulsory jurisdiction of the Court (Article 46) (art. 46). The object of the Commission’s request is to obtain a decision from the Court as to whether or not the facts of the case disclose a breach by the respondent State of its obligations under Article 5 par. 1, 2 and 4 (art. 5-1, art. 5-2, art. 5-4) of the Convention. 3. The Chamber of seven judges to be constituted included, as ex officio members, Sir Vincent Evans, the elected judge of British nationality (Article 43 of the Convention) (art. 43), and Mr. G. Balladore Pallieri, the President of the Court (Rule 21 par. 3 (b) of the Rules of Court). On 6 November 1980, the President drew by lot, in the presence of the Registrar, the names of the five other members, namely Mr. J. Cremona, Mr. F. Gölcüklü, Mr. E. García de Enterría, Mr. L.-E. Pettiti and Mr. R. Macdonald (Article 43 in fine of the Convention and Rule 21 par. 4) (art. 43). On 18 November, Sir Vincent Evans withdrew from the consideration of the case pursuant to Rule 24 par. 2. On 16 December, the Government of the United Kingdom ("the Government") appointed as ad hoc judge Mr. R. Y. Jennings, Q. C., Whewell Professor of International Law at the University of Cambridge (Article 43 of the Convention and Rule 23) (art. 43). Subsequently, Mr. J. Cremona, Mr. F. Gölcüklü, Mr. E. García de Enterría, Mr. L.-E. Pettiti and Mr. R. Macdonald were prevented from taking part in the consideration of the case; they were replaced by five substitute judges, Mr. M. Zekia, Mr. D. Evrigenis, Mr. F. Matscher, Mr. J. Pinheiro Farinha and Mr. B. Walsh (Rules 22 par. 1 and 24 par. 1). 4. Mr. Balladore Pallieri assumed the office of President of the Chamber (Rule 21 par. 5). He ascertained, through the Registrar, the views of the Agent of the Government and the Delegate of the Commission regarding the procedure to be followed. On 2 December 1980, he decided that the Agent should have until 3 March 1981 to file a memorial and that the Delegate should be entitled to file a memorial in reply within two months from the date of the transmission of the Government’s memorial to him by the Registrar. Following his death on 9 December 1980, Mr. Balladore Pallieri was replaced as President of the Chamber by Mr. G. Wiarda, then the Vice-President of the Court (Rule 21 par. 3 (b) and 5). On 3 March 1981, the President of the Chamber agreed to extend to 7 April the time-limit granted to the Government; their memorial was received at the registry on 27 March. On 24 April, the Secretary to the Commission advised the Registrar that the Delegate would present his observations at the hearings. 5. After consulting, through the Registrar, the Agent of the Government and the Delegate of the Commission, the President directed on 27 April 1981 that the oral hearings should open on 22 June. 6. The oral hearings were held in public at the Human Rights Building, Strasbourg, on 22 June. Immediately before their opening, the Court had held a preparatory meeting. There appeared before the Court: - for the Government:   Mrs. A. GLOVER , Legal Adviser,       Foreign and Commonwealth Office, Acting Agent,   Mr. S. BROWN , Barrister-at-Law,   Counsel ,   Mr. A. COLE , Legal Advisers’ Branch, Home Office,   Mr. A. HARDING , Home Office,   Mr. D. PICKUP , Treasury Solicitor’s Department,   Advisers ; - for the Commission:   Mr. S. TRECHSEL ,   Delegate ,   Mr. T. NAPIER , Solicitor,   Mr. L. GOSTIN , Legal Director,       MIND (National Association for Mental Health), assisting the Delegate (Rule 29 par. 1, second sentence, of the       Rules of Court). The Court heard addresses by Mr. Trechsel, Mr. Napier and Mr. Gostin for the Commission, and by Mr. Brown for the Government. Various documents were submitted to the Court by the Delegate of the Commission. 7. On various dates between 10 July and 21 October, the registry received from those assisting the Delegate, from the Government and from the Commission’s Secretariat their replies to a request for production of documents and to certain questions put by the Court, and also their comments regarding certain of those replies. AS TO THE FACTS 8. The applicant, a United Kingdom citizen born in 1934, died in 1979. At the time of lodging his application with the Commission he was detained in Broadmoor Hospital, a special secure mental hospital for the criminally insane. His complaints were directed against his recall to Broadmoor Hospital in April 1974, following a three-year period of conditional discharge. He claimed that his recall was unjustified, that he was not promptly given sufficient reasons for his re-detention, and that he had no effective way of challenging the authorities’ action. A. The relevant domestic law and practice 9. In England and Wales the law relating to the confinement of persons of unsound mind, and more particularly the compulsory detention of patients concerned in criminal proceedings, is contained in the Mental Health Act 1959 ("the 1959 Act"). At present, a review of the relevant provisions of the Act is under way. A "patient" is defined by section 147 par. 1 as "a person suffering or appearing to suffer from mental disorder"; according to section 4 par. 1, "mental disorder" means "mental illness, arrested or incomplete development of mind, psychopathic disorder, any other disorder or disability of mind". The "responsible medical officer" (as referred to in subsequent paragraphs of this judgment) is defined by section 80 par. 1 as being "the medical practitioner in charge of the treatment of the patient". 10. Section 60 par. 1 of the 1959 Act empowers criminal courts to direct where appropriate that a person convicted of an offence shall be dealt with by way of medical treatment rather than by way of punishment, if necessary in a special secure mental hospital for the criminally insane (section 40 of the National Health Service Reorganisation Act 1973). Thus, where a person is convicted before a Crown Court - prior to 1971, a Court of Assize or Quarter Sessions - of an offence other than an offence the sentence for which is fixed by law, the court may, pursuant to section 60 par. 1, by order (hereafter referred to as a "hospital order") authorise his admission to and detention in such hospital as may be specified in the order. The conditions which must be met include the following: a) the court must be satisfied, on the written or oral evidence of two medical practitioners (at least one of whom has special experience in the diagnosis or treatment of mental disorders), that the offender is suffering from mental illness, psychopathic disorder, subnormality or severe subnormality; and that the mental disorder is of a nature or degree which warrants the detention of the patient in a hospital for mental treatment; b) the court must be of the opinion, having regard to all the circumstances, including the nature of the offence and the character and antecedents of the offender, and to the other available methods of dealing with him, that the most suitable method of disposing of the case is by means of a hospital order. 11. Under section 65 par. 1, where it appears to the court, having regard to the nature of the offence, the antecedents of the offender and the risk of his committing further offences if set at large, that it is necessary for the protection of the public, the court may by further order (hereafter referred to as a "restriction order") direct that the hospital order shall be subject to special restrictions in respect of discharge, either without limit of time or during such a period as may be specified in the order. Before making a restriction order, the court must hear oral evidence from at least one of the medical practitioners mentioned above. 12. Where a restriction order has been made, responsibility for the control of the patient, though not for his treatment, is vested in the Home Secretary. Thus, the Home Secretary has special powers under section 66 of the 1959 Act in connection with the discharge of restricted patients. If he is satisfied that the restriction order is no longer required for the protection of the public, he may direct that the patient shall cease to be subject to the special restrictions (sub-section 1). While a restriction order is in force, he may, "if he thinks fit", discharge a patient from hospital either absolutely or subject to certain conditions; where he absolutely discharges him the restriction order ceases to have effect (sub-section 2). If the discharge is conditional, the Home Secretary may, at any time during the continuance in force of the restriction order, by warrant recall the patient to hospital (sub-section 3). 13. According to section 66 par. 6 to 8 of the 1959 Act, the Home Secretary may at any time refer to a Mental Health Review Tribunal for their advice the case of a patient who is for the time being subject to a restriction order. The patient himself may not apply directly to such a Tribunal, but he may ask the Home Secretary in writing to do so. Where so asked by a patient who is detained in hospital, the Home Secretary must refer the patient’s case to the Tribunal within two months of the receipt of the request unless during that period he discharges the patient absolutely or conditionally. Such requests may only be made at certain specified intervals, namely one year after the date of the relevant hospital order, one year after that and thereafter once every two years. In the case of a patient conditionally discharged and subsequently recalled, application may be made six months after readmission, one year after readmission and thereafter biennially. 14. Mental Health Review Tribunals, set up under section 3 of the 1959 Act, consist of a lawyer, a psychiatrist (independent of the detaining authority who examines the patient) and a third member with suitable qualifications. One of the functions of such a Tribunal is to advise the Home Secretary periodically about the patient’s condition (see the preceding paragraph). The Home Secretary takes this advice into consideration, but is not bound by it. He may therefore reject the advice where medical opinion is not unequivocal, there is a conflict with other advice he has received or the interests of public safety so require. Rule 19 of the Mental Health Review Tribunals Rules provides that a Tribunal shall consider a reference made by the Home Secretary in whatever informal manner they think appropriate, that they may interview the patient and that they shall interview him if he so requests. In practice, a restricted patient may, like any other detained patient, be legally represented or accompanied by members of his family, or both. The dossier of papers supplied to the Tribunal by the Home Office is not generally disclosed to the patient himself and only partially disclosed to the legal representative, if any. In particular, the home circumstances report is never sent to the legal representative and the up-to-date medical report only if the responsible medical officer agrees. Advice from Mental Health Review Tribunals about restricted patients is regarded as confidential to the Home Secretary. Patients and the representatives are simply told that the Minister’s decision has been taken in the light of Tribunal advice. 15. According to the evidence submitted by the Government, there are four ways by which the need for continued detention of a restricted patient may come to be reviewed by the Home Office: - there may be a recommendation from the medical officer responsible for the patient that the patient should be discharged; - the patient may ask for his case to be referred to a Mental Health Review Tribunal (see paragraph 13 above); - the patient may write about his case to a Member of Parliament who brings it to the attention of the Secretary of State; - the patient himself may write to the Secretary of State asking that he be discharged. 16. The person responsible for initially taking a recalled patient "into custody" will usually be a police officer, but may also be a social worker, a probation officer, a nursing officer or "any person authorised in writing by the managers of the hospital" (see sections 40 par. 1 and 66 par. 3 (b) of the 1959 Act). At the end of 1980 ministerial circulars issued to the relevant authorities, including the police, the probation service and the special hospitals, announced that "in order to meet criticisms made by the European Commission of Human Rights", a new two-stage procedure for informing recalled patients of the reasons for their re-detention was to be introduced. At the first stage of this procedure, the person taking the patient into custody should inform the patient in simple terms that he is being recalled to hospital on the authority of the Home Secretary pursuant to the provisions of the 1959 Act and that a further explanation will be given later. A detailed account of the reasons for the recall must then be provided to the patient by the medical staff at the hospital where he is to be detained; this is to be done as soon as possible after the patient’s admission to hospital and in any event within 72 hours of admission. The responsible medical officer is also required to ensure that the officer who supervised the patient during release and a responsible member of the patient’s family (or his legal adviser) are informed of the reasons. 17. Any person who is detained may make an ex parte, that is to say, a unilateral, application for a writ of habeas corpus to a Divisional Court of the Queen’s Bench Division or, if no such Court is sitting at that time, to a single judge (of the High Court) in court or, if there is none, to such a judge wherever he may be found. Habeas corpus is a common law remedy, developed both by statute and by the courts themselves, by which a person may challenge the legality of his detention. Applications are given priority over other business. The case is considered on the basis of affidavit evidence, as to which cross-examination does not take place in practice. The normal procedure is for applications to be made by counsel; only in exceptional circumstances would a court hear an applicant in person. The judge or the Divisional Court may, where the illegality is clear, order that the writ issue forthwith but more commonly will arrange for the person holding the detainee to be notified of the application and be given an opportunity of appearing before the full court to justify the detention. If at the hearing the Divisional Court is not satisfied that the detention is lawful, it will issue the writ which will have the effect of procuring the release of the person detained. There is in this respect no limitation on access to the courts by patients detained under the 1959 Act. According to the Government, such patients may apply at any time for a writ of habeas corpus save that where an application fails a fresh application made on the same grounds but without fresh evidence to support it will not succeed. 18. The scope of review open to the courts in habeas corpus proceedings can be extensive. Under sections 3 and 4 of the Habeas Corpus Act 1816, the courts may inquire into the truth of the facts stated in the return to a writ of habeas corpus where the applicant is confined "otherwise than for some criminal or supposed criminal matter and except persons imprisoned for debt or by process in any civil suit". 19. However, the operation in practice of the remedy of habeas corpus is by no means uniform and the case-law is not free from apparent contradiction. One factor partially explaining the apparently contradictory nature of the case-law is, as the Government pointed out, that the scope of review undertaken by the courts varies according to the context in which the application for a writ is brought. In particular, where the liberty of the subject has been restrained on account of an order made in purported exercise of a discretionary power vested by statute in the executive authorities, the scope of review will to a large extent be governed by the terms of the relevant statute. In habeas corpus proceedings, in examining an administrative decision to detain, the court will always inquire whether the applicant has been lawfully detained in accordance with the requirements stated in the relevant legislation. Furthermore, even an order for detention that is technically good on its face can be upset, inter alia, if the detaining authority misused its powers by acting in bad faith or capriciously or for a wrongful purpose (see R. v. Governor of Brixton Prison, ex parte Sarno (1916) 2 King’s Bench 742 and R. v. Brixton Prison (Governor), ex parte Soblen (1962) 3 All England Law Reports 641), or if the decision to detain is supported by no sufficient evidence or is one which no reasonable person could have reached in the circumstances (see Shahid Iqbal (1978) 3 Weekly Law Reports 884 and Zamir v. Secretary of State (1980) 2 All England Law Reports 768). Subject to the foregoing, the court will not be able to review the grounds or merits of a decision taken by an administrative authority to the extent that under the legislation in question these are exclusively a matter for determination by that authority. If the return to the writ on its face shows a valid authority for the detention, it will in effect be for the applicant to establish that the detention is illegal (see Re Wajid Hassan (1976) 2 All England Law Reports 123 and Zamir v. Secretary of State, loc. cit.). B. The particular circumstances of the case 20. In 1965 and 1966, the applicant received psychiatric treatment for delusions. He was diagnosed as having a paranoid psychosis. On 22 October 1968, he appeared at the Sheffield Assizes and pleaded guilty to a charge of wounding with intent to cause grievous bodily harm. The facts before the court were that the applicant had struck a workmate in the mouth with a heavy spanner. Following his conviction, the court remanded him in custody for medical reports. At the adjourned hearing on 7 November 1968, oral reports were given by two medical practitioners concerning the applicant’s mental health; the court made an order under section 60 of the 1959 Act for his admission to and detention in Broadmoor Hospital, a special secure mental hospital for the criminally insane. The court also made a restriction order against the applicant for an indefinite period in accordance with section 65. 21. During X’s detention in Broadmoor Hospital, his case was frequently reviewed by the hospital authorities. In January 1970, his case was referred, at his own request, to a Mental Health Review Tribunal. In the light of the Tribunal’s advice, the Home Secretary decided not to authorise the applicant’s discharge or transfer to another hospital. However, in January 1971, the responsible medical officer was able to report an improvement in X’s condition to the extent that he recommended that X should be conditionally discharged. On 19 May 1971, the Home Secretary ordered the applicant’s conditional discharge under section 66 par. 2 of the 1959 Act. The conditions to be observed were that the applicant should reside at the matrimonial home, be under the supervision of a probation officer and attend a psychiatric out-patients’ clinic as directed by the responsible medical officer at Broadmoor Hospital. 22. Throughout the time of his conditional discharge the applicant lived with his wife. He committed no further criminal offence. After an initial period of unemployment, he eventually settled into stable employment. He was seen at regular intervals by the nominated probation officer and a consultant psychiatrist at Sheffield. Reports on his mental condition indicated that he continued to suffer from mental disorder, but until April 1974 the probation officer, the responsible medical officer at Broadmoor to whom the probation officer was reporting and the consultant psychiatrist in Sheffield saw no reason why he should not stay at liberty. 23. On Friday, 5 April 1974, however, the applicant’s wife visited the probation officer and told him that the applicant’s condition had not, for a long time, been as she had described in her previous progress reports. On the contrary, she said, he remained deluded and threatening, using obscene language, accusing her of loose morals, and drinking quite heavily. She told the probation officer that she had reached the end of her endurance and intended to leave her husband the following day, but was afraid to stay in the house with him that night. The probation officer alerted the responsible medical officer at Broadmoor. The medical officer was aware of X’s previous history, including his record of impulsive and dangerous conduct under stress; he also had copies of the psychiatric reports prepared on X during the latter’s period of conditional release. In consequence, the doctor became alarmed at the possibility of a recurrence of violent behaviour by X, especially if X came to know of his wife’s intention to leave him. The doctor did not judge it necessary to seek to have the wife’s complaints verified since it was in his view sufficient that the complaints had been made and that the probation officer found them credible. The doctor therefore referred the matter to the Home Secretary who, acting on his advice, ordered the applicant’s immediate recall to Broadmoor Hospital in pursuance of section 66 par. 3 of the 1959 Act. 24. On the afternoon of the same day, shortly after his return home from work, X was taken into custody by the police. There is no evidence as to what exactly the police said to the applicant on detaining him. X maintained that he received no explanation other than the warrant order itself. The Government referred to the usual procedure then applied in cases of this kind whereby the person concerned was simply informed that he was being recalled to Broadmoor by the Home Secretary. X was detained overnight and escorted back to Broadmoor Hospital on the following day. 25. According to the applicant, on his arrival at the hospital he was not given any explanation for his recall, although he inferred from interviews with the responsible medical officer some time after his readmission that it had something to do with complaints from his wife. The Government maintained that immediately on X’s return to Broadmoor the responsible medical officer sought to explain to him the reasons for his recall, and in particular the fears and anxieties expressed by his wife. However, since X was at this time extremely resentful, disturbed and suffering from delusions, it is possible, so the Government submitted, that he did not fully understand or appreciate the explanations afforded to him. 26. On the Saturday morning before being escorted back to Broadmoor, X had instructed solicitors to apply for a writ of habeas corpus on his behalf. The following Monday, the solicitors spoke on the telephone to the responsible medical officer who, in confidence, mentioned in general terms the wife’s visit to the probation officer, her anxiety regarding aspects of the applicant’s behaviour and his, the doctor’s, action in advising recall because of concern for the wife’s safety. The application - which was made ex parte - came before the Divisional Court on 24 May. With the agreement of X’s counsel, the application was adjourned in order to enable further information to be sought; the Court wished in particular to know more about the reasons that had led to the Home Secretary’s action. One of the judges remarked: "It really needs more information, ... and very often the patient himself is unable to give it. One has to look to the sources which have called for his recall." 27. The same day, the applicant’s solicitors wrote to the Home Office requesting information as to the reasons for their client’s recall. By letter dated 31 May 1974, the Home Office replied: "In April 1974 the supervising probation officer reported to the responsible consultant psychiatrist at Broadmoor that [X’s] condition was giving cause for concern. In the light of the advice subsequently received from the consultant the Home Office considered it necessary for the protection of the public and in [X’s] own interest that he would be recalled to hospital immediately for further observation and treatment." The solicitors also approached the probation service in Sheffield, but the probation service declined to supply them with the information sought. 28. On 21 June 1974, the adjourned application for a writ of habeas corpus was heard in the Divisional Court of the Queen’s Bench Division. The Court had before it the Home Office letter of 31 May 1974, letters from three of the applicant’s former workmates stating that they found nothing unusual about his behaviour, and affidavits from the applicant himself, from his general practitioner and from the consultant psychiatrist in Sheffield. Exhibited to the two latter affidavits were medical reports supplied at the request of X’s solicitors and covering the period of conditional discharge. In his report, dated 12 June 1974, the consultant psychiatrist wrote: "For quite a time I felt that whilst one was sitting on a time-bomb I had no clear evidence that he was in fact likely to be harmful to somebody. Nevertheless I felt very apprehensive throughout the whole of his period ... In my opinion the man is a querulous suspicious person liable to paranoid ideation and inevitably presents a risk to the community ..." He also confirmed views he had expressed in September 1971 in a letter to the Sheffield probation service. In this letter he spoke of the need to "steer [X] clear of depressed situations which could lead to murder or serious bodily harm to other people", and added: "The greatest danger in handling him is to lose one’s judgement to such an extent that one minimises the degree to which he has shown evidence of a striking paranoid psychosis." Counsel for the applicant, stating that his client had not the slightest idea why the probation officer had alerted the responsible medical officer at Broadmoor, explained: "... although enquiries have been made, no information has been obtained on that point so that it is difficult for the applicant or his advisers to know whether there was sufficient justification for the course taken by the Home Secretary." 29. At the close of the hearing, the Divisional Court rejected the application. Although the record of the proceedings contained in the transcript is not entirely clear, it would appear that the Court, in reaching its conclusion, had regard to the discretion vested in the Home Secretary under section 66 par. 3 of the 1959 Act, the apprehension expressed by the consultant psychiatrist, and the fact that the probation officer saw possible signs of impending danger to other people. The concluding remarks of one of the judges on the Court were as follows: "Unless the Broadmoor authorities, [the consultant psychiatrist] and the Home Secretary take this view, then people life [X] cannot be released from hospital except in the most exceptional circumstances. The only possible way this can operate is by letting people out on licence, with very careful supervision, and an immediate reaction in the event of any signs of new danger ..." 30. Following X’s readmission to Broadmoor, his responsible medical officer was of the opinion that he should be further detained for treatment and medical reports indicated that he remained in a psychotic state. In July 1975, X asked the Home Secretary to refer his case to a Mental Health Review Tribunal in accordance with section 66 par. 8 of the 1959 Act (see paragraph 13 above); X claimed to have made an earlier request in February 1975, but there is no record of this, either in the Home Office or at Broadmoor. The hearing before the Mental Health Review Tribunal took place in October 1975. The Tribunal’s advice, which was not communicated to X or his solicitors, was to the effect that the patient continued to suffer from mental illness but could now be released provided he remained subject to certain conditions. In December 1975, the responsible medical officer having noted an improvement in the patient’s state, the Home Secretary agreed in principle to a conditional discharge if suitable arrangements could be made. X left the hospital in February 1976 on leave. In July of that year, the Home Secretary consented to his conditional discharge. X died on 17 January 1979. PROCEEDINGS BEFORE THE COMMISSION 31. On 14 July 1974, the applicant lodged his application with the Commission. He complained that he had been recalled to Broadmoor Hospital after three years of normal life, without first going before any legal authority and without any doctors having certified first that he was of unsound mind. He further complained that the habeas corpus proceedings did not fully investigate the merits of the decision to recall him, but merely examined if the recall had been ordered in accordance wit the relevant provisions of the 1959 Act. He relied on Article 3 and Article 5 par. 1, 2 and 4 of the Convention (art. 3, art. 5-1, art. 5-2, art. 5-4). On 11 March 1976, the Commission declared the application inadmissible in so far as the applicant alleged inhuman or degrading treatment in breach of Article 3 (art. 3). By decision of 14 May 1977, it accepted the remainder of the application. 32. On 23 January 1979, the applicant’s legal representative notified the Commission of his client’s death, but added that the deceased’s sister had informed him on behalf of herself and other members of the family, including X’s parents, that they wished the case to proceed. In view of these wishes and the issues of general interest raised, the Commission decided on 1 March 1979 to retain the application. Although the next of kin are today to be regarded as having the status of "applicants" (see the Deweer judgment of 27 February 1980, Series A no. 35, pp. 19-20, par. 37), for the sake of convenience the present judgment will continue to refer to X as the "applicant". 33. In its report of 16 July 1980 (Article 31 of the Convention) (art. 31), the Commission expressed the opinion: - by fourteen votes to two, that X’s recall to Broadmoor Hospital and further detention there had not violated his rights under Article 5 par. 1 (art. 5-1); - unanimously, that there had been breach of Article 5 par. 2 (art. 5-2), in that X was not given prompt and sufficient reasons for his arrest and readmission to Broadmoor; - unanimously, that Article 5 par. 4 (art. 5-4) had been violated, since X had not been entitled to take proceedings by which the lawfulness of his detention consequent upon his recall to hospital could be decided speedily by a court. FINAL SUBMISSIONS TO THE COURT 34. At the hearing on 22 June 1981, the Government maintained the submissions set out in their memorial, whereby they requested the Court "(1) With regard to Article 5 par. 1 (art. 5-1) To decide and declare that on the facts found, the actions taken by the United Kingdom Government recalling the applicant to Broadmoor Hospital and the further compulsory detention of the applicant at the Hospital, constitute a deprivation of liberty compatible with Article 5 par. 1 (art. 5-1) of the Convention. (2) With regard to Article 5 par. 2 (art. 5-2) (a) To decide and declare: (i) that Article 5 par. 2 (art. 5-2) of the Convention has no application to the re-detention of a person who is taken back into custody in the circumstances in which the applicant was recalled to Broadmoor in the present case; alternatively (ii) that in the circumstances that obtained in the applicant’s case he was in fact given sufficient information to comply with the requirements of Article 5 par. 2 (art. 5-2) of the Convention. Alternatively (b) To conclude that the introduction of the revised procedures now in operation for informing patients of the reasons for their re-detention makes it unnecessary for the Court to pursue the issues to which submissions (a) (i) and (ii) relate. (3) With regard to Article 5 par. 4 (art. 5-4) (i) To decide and declare that having regard to the applicant’s conviction and committal to Broadmoor Hospital by a court in November 1968, Article 5 par. 4 (art. 5-4) of the Convention did not entitle the applicant to have the lawfulness of his detention reviewed by a court on his being recalled to the Hospital; Alternatively, if the request at (i) should be rejected, then (ii) To decide and declare that the remedy of habeas corpus satisfied the applicant’s entitlement to have the lawfulness of his detention reviewed subsequent to his being recalled to the Hospital". 35. At the hearing, the Commission’s Delegate requested the Court "to determine the questions that have been put before [it] - that is to say, whether the applicant was a victim of a violation of Article 5 par. 1 and 5 par. 2 (art. 5-1, art. 5-2) of the Convention when he was recalled to Broadmoor Hospital on 5 April 1974 and whether thereafter the applicant was entitled to and received an adequate judicial determination of the lawfulness of his renewed detention in accordance with Article 5 par. 4 (art. 5-4) of the Convention". AS TO THE LAW I. THE ALLEGED BREACH OF ARTICLE 5 PAR. 1 (art. 5-1) 36. The applicant claimed that his recall to Broadmoor Hospital gave rise to a deprivation of liberty contrary to Article 5 par. 1 (art. 5-1) which, in so far as relevant for the present case, reads as follows: "Everyone has the right to liberty and security of person. No one shall be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law; (a) the lawful detention of a person after conviction by a competent court;   ... (e) the lawful detention ... of persons of unsound mind ...;   ..." 37. The relevant facts are not disputed. On 7 November 1968, following X’s conviction for an offence of wounding with intent to cause grievous bodily harm, the Sheffield Assizes made an order committing him for an indefinite period to Broadmoor Hospital, a secure mental hospital for the criminally insane; on 19 May 1971, the Home Secretary ordered his conditional discharge; on 5 April 1974, he was recalled to Broadmoor Hospital by warrant of the Home Secretary; X remained confined there until February 1976 when he was allowed out of hospital on leave; he was conditionally discharged a second time on 28 July 1976 and died on 17 January 1979 (see paragraphs 20, 21, 23 and 30 above). A. Whether paragraph 1 (a) and paragraph 1 (e) were applicable 38. Before the Commission, the Government argued that at all times throughout his detention the applicant was lawfully detained after conviction by a competent court within the meaning of paragraph 1 (a) of Article 5 (art. 5-1-a). In the Commission’s opinion, on the contrary, paragraph 1 (e) (art. 5-1-e) applies to the exclusion of paragraph 1 (a) whenever the case of an accused person of unsound mind is disposed of by committal to a mental hospital for treatment rather than by imposition of a penal sanction. 39. In the Court’s view, there was, in the full sense of the term, a "conviction" - that is to say, a finding of guilt (see the Guzzardi judgment of 6 November 1980, Series A no. 39, p. 37 par. 100) - "by a competent court" and, following and dependent upon that conviction, a "lawful detention" ordered by the same court. Sub-paragraph (a) therefore applies. However, the court did not deal with X by way of punishment but, being satisfied that he was suffering from a mental disorder warranting his confinement in a mental hospital for treatment, committed him to Broadmoor. Consequently, sub-paragraph (e), in so far as it relates to the detention of "persons of unsound mind", also applies. It accordingly follows that, initially at least, the applicant’s deprivation of liberty fell within the ambit of both sub-paragraphs. Having regard to the reasons for X’s recall to hospital in 1974 and subsequent detention there until 1976, sub-paragraph (e) likewise covers the second stage of his deprivation of liberty. The particular circumstances of this case, and notably the fact that X was conditionally released and enjoyed a lengthy period of liberty before being re-detained, may give rise to some doubts as to be the continued applicability of sub-paragraph (a). The Court does not judge it necessary to decide the point, however, since it must in any event verify whether the requirements of sub-paragraph (e) were fulfilled and no problem arises in the present case as regards compliance with the requirements of sub-paragraph (a). B. Compliance with Article 5 par. 1 (art. 5-1) 40. In its Winterwerp judgment of 24 October 1979, the Court stated three minimum conditions which have to be satisfied in order for there to be "the lawful detention of a person of unsound mind" within the meaning of Article 5 par. 1 (e) (art. 5-1-e): except in emergency cases, the individual concerned must be reliably shown to be of unsound mind, that is to say, a true mental disorder must be established before a competent authority on the basis of objective medical expertise; the mental disorder must be of a kind or degree warranting compulsory confinement; and the validity of continued confinement depends upon the persistence of such a disorder (Series A no. 33, p. 18, par. 39). 41. The applicant’s counsel argued that the recall procedures established under section 66 of the 1959 Act, since they do not lay down any minimum conditions comparable to those stated in the Winterwerp judgment, and in particular the need for objective medical evidence, were incompatible with Article 5 par. 1 (e) (art. 5-1-e). The unfettered discretion vested in the Home Secretary meant, so it was submitted, that any recall decision, even one taken in good faith, must by its very nature be arbitrary. Section 66 par. 3 is, it is true, framed in very wide terms; the Home Secretary may at any time recall to hospital a "restricted patient" who has been conditionally discharged. Nevertheless, it is apparent from other sections in the Act that the Home Secretary’s discretionary power under section 66 par. 3 is not unlimited. Section 147 par. 1 defines a "patient" as "a person suffering or appearing to be suffering from a mental disorder" and section 4 par. 1 defines "mental disorder" as "mental illness, arrested or incomplete development of mind, psychopathic disorder or any other disorder or disability of mind". According to the Government, it is implicit in section 66 par. 3 that unless the Home Secretary on the medical evidence available to him decides that the candidate for recall falls within this statutory definition, no power of recall can arise. Certainly, the domestic law itself must be in conformity with the Convention, including the general principles expressed or implied therein (see, mutatis mutandis, the above-mentioned Winterwerp judgment, p. 19, par. 45). However, section 66 par. 3, it should not be forgotten, is concerned with the recall, perhaps in circumstances when some danger is apprehended, of patients whose discharge from hospital has been restricted for the protection of the public (section 65 par. 1 of the 1959 Act - see paragraph 11 above). The Winterwerp judgment expressly identified "emergency cases" as constituting an exception to the principle that the individual concerned should not be deprived of his liberty "unless he has been reliably shown to be of ‘unsound mind’" (ibid., p. 18, par. 39); neither can it be inferred from the Winterwerp judgment that the "objective medical expertise" must in all conceivable cases be obtained before rather than after confinement of a person on the ground of unsoundness of mind. Clearly, where a provision of domestic law is designed, amongst other things, to authorise emergency confinement of persons capable of presenting a danger to others, it would be impracticable to require thorough medical examination prior to any arrest or detention. A wide discretion must in the nature of things be enjoyed by the national authority empowered to order such emergency confinements. In the Court’s view, the terms of section 66 par. 3, read in their context, do not grant an arbitrary power to the Home Secretary; nor are they such that they exclude observance in individual cases of the principles stated in the Winterwerp judgment (see, mutatis mutandis, the Ireland v. the United Kingdom judgment of 18 January 1978, Series A no. 25, p. 91, par. 240). Having regard to the foregoing considerations, the conditions under the 1959 Act governing the recall to hospital of restricted patients do not appear to be incompatible with the meaning under the Convention of the expression "the lawful detention of persons of unsound mind". What remains to be determined is whether the manner in which section 66 par. 3 was in fact applied in relation to X gave rise to a breach of Article 5 par. 1 (e) (art. 5-1-e). 42. It is not disputed that the applicant’s deprivation of liberty was effected "in accordance with a procedure prescribed by law" and that throughout it was "lawful" in the sense of being in conformity with the relevant domestic law (see paragraph 89 of the Commission’s report). However, it was submitted on behalf of the applicant that his deprivation of liberty was arbitrary and unlawful, and thus not justified under Article 5 par. 1 (e) (art. 5-1-e), because he had not been "reliably" shown to be of unsound mind by objective medical evidence existing at the time of his recall. 43. The object and purpose of Article 5 par. 1 (art. 5-1) is precisely to ensure that no one should be deprived of his liberty in an arbitrary fashion; consequently, quite apart from conformity with domestic law, "no detention that is arbitrary can ever be regarded as ‘lawful’" (see the above-mentioned Winterwerp judgment, pp. 16 and 18, par. 37 and 39). Three minimum conditions required for "the lawful detention of a person of unsound mind" are set out above (at paragraph 40). Whilst the Court undoubtedly has the jurisdiction to verify the fulfilment of these conditions in a given case, the logic of the system of safeguard established by the Convention places limits on the scope of this control; since the national authorities are better placed to evaluate the evidence adduced before them, they are to be recognised as having a certain discretion in the matter and the Court’s task is limited to reviewing under the Convention the decisions they have taken (see the above-mentioned Winterwerp judgment, pp. 18 and 20, par. 40 and 46). 44. The applicant was a man with a history of psychiatric troubles. He was first committed to Broadmoor Hospital after his conviction for an offence involving a violent attack on a workmate. His discharge was made conditional upon, inter alia, his being subject to medical supervision at a psychiatric out-patients’ clinic. The consultant psychiatrist who treated him during the period of his conditional discharge considered him to be "a querulous suspicious person liable to paranoid ideation [who] inevitably presents a risk to the community"; in a letter written in 1971 to the Sheffield probation service, the consultant psychiatrist spoke of the need to "steer [X] clear of depressed situations which could lead to murder or serious bodily harm to other people". Lastly, X’s wife visited the probation officer and told him that, contrary to what she had stated earlier, her husband remained deluded and threatening. The reaction of the authorities must be seen against this background (set out at paragraphs 20, 21, 23 and 28 above). On being informed of the wife’s complaints, the responsible medical officer at Broadmoor, who had copies of the psychiatric reports prepared concerning the applicant during the period of his conditional release, became alarmed at the possibility of a recurrence of violent behaviour by the applicant, especially if he came to know of his wife’s intention to leave him. The responsible medical officer therefore referred the matter to the Home Office and, acting on the doctor’s advice, the Home Secretary issued a warrant in pursuance of which the applicant was recalled to hospital the same day, without prArticles de loi cités
Article 5 CEDHArticle 5-4 CEDH
Citations
Aucune citation répertoriée pour cette décision.
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Synthèse
- Juridiction
- CEDH
- Chambre
- CASELAW;JUDGMENTS;CHAMBER;ENG
- Formation
- 9
- Dispositif
- Satisfaction
- Date
- 5 novembre 1981
- Matière
- droits fondamentaux
Référence
ECLI:CE:ECHR:1981:1105JUD000721575