CEDH · CASELAW;JUDGMENTS;CHAMBER;ENG — 22 octobre 2002
- ECLI
- ECLI:CE:ECHR:2002:1022JUD004853599
- Date
- 22 octobre 2002
- Publication
- 22 octobre 2002
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privées · visibles par vous seulRésumé structuré
version préliminaireFaits
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Procédure
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Question juridique
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Solution
source officielleViolation of Art. 8;No separate issue under Art. 14+8;No violation of Art. 3;No violation of Art. 14+3;Not necessary to examine Art. 10;Not necessary to examine Art. 14+10;Violation of Art. 13;Pecuniary damage - financial award;Costs and expenses award - domestic proceedings;Costs and expenses partial award - Convention proceedings;Non-pecuniary damage - financial award
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THE UNITED KINGDOM     (Applications nos. 48535/99, 48536/99 and 48537/99)     JUDGMENT     STRASBOURG   22 October 2002         FINAL   22/01/2003           This judgment will become final in the circumstances set out in Article   44 §   2 of the Convention. It may be subject to editorial revision. In the case of Beck, Copp and Bazeley v. the United Kingdom, The European Court of Human Rights (Fourth Section), sitting as a Chamber composed of:   Mr   M. Pellonpää , President ,   Sir   Nicolas Bratza ,   Mr   A. Pastor Ridruejo ,   Mrs   V. Strážnická ,   Mr   R. Maruste ,   Mr   S. Pavlovschi ,   Mr   L. Garlicki, judges , and Mrs F. Elens-Passos , Deputy Section Registrar , Having deliberated in private on 1 October 2002, Delivers the following judgment, which was adopted on that date: PROCEDURE 1.     The case originated in three applications (nos.   48535/99, 48536/99 and 48537/99) against the United Kingdom lodged with the Court under Article 34 of the Convention for the Protection of Human Rights and Fundamental Freedoms (“the Convention”) by three United Kingdom nationals, Mr John Beck, Mr Howard Copp and Mr Kevin Bazeley (“the applicants”), on 11, 12 and 11 January 1999, respectively. 2.     The applicants were represented by Ms J. Gould, a solicitor practising in Birmingham, England. The United Kingdom Government (“the Government”) were represented by their Agent, Mr C. Whomersley, of the Foreign and Commonwealth Office. 3.     The applicants alleged that an investigation into their sexuality and their discharge from the armed forces on the basis of their homosexuality as a result of the absolute policy against the presence of homosexuals in the armed forces that existed at the time, violated their rights under Articles 3, 8 and 10 of the Convention, read on their own and in conjunction with Article   14. They further contended that they did not have any effective remedy in the domestic courts in relation to those violations, in violation of Article 13 of the Convention. 4.     The applications were allocated to the Third Section of the Court (Rule   52 §   1 of the Rules of Court). Within that Section, the Chamber that would consider the case (Article 27 § 1 of the Convention) was constituted as provided in Rule 26 § 1 of the Rules of Court. 5.     On 5 October 1999 the Chamber decided to join the proceedings in the applications (Rule 43 § 1). 6.     Legal aid was granted to the first applicant on 31 January 2000. 7.     By a decision of 5 September 2000 the Court declared the applications admissible. 8.     The Chamber decided that no hearing on the merits was required (Rule 59 § 2 in fine ). 9.     The applicants’ claims for just satisfaction pursuant to Article 41 of the Convention were received on 15 January 2001 and on 13 March 2001 the Government’s observations on those claims were received. 10.     On 1 November 2001 the Court changed the composition of its Sections (Rule 25 § 1). This case was assigned to the newly composed Fourth Section. I.     THE CIRCUMSTANCES OF THE CASE 11.     The applicants were born in 1959, 1957 and 1967 and live in Lancashire, Tyne and Wear and Worcester, respectively. A.     The first applicant 12.     On 4 May 1976 the first applicant joined the Royal Air Force (“RAF”). By 1993 he had reached the rank of sergeant in the Electronic Warfare Operational Support Establishment (“EWOSE”) where he was employed as a communications systems analyst and he submitted that he was well placed for promotion. During his service he was awarded the Air Officer Commanding Commendation for Meritorious Service and the Long Service and Good Conduct medal. The first applicant was divorced in 1988. 13.     The first applicant’s service evaluations covering the period June   1990 to January 1993 all recorded his conduct as exemplary and, for the most part, his trade proficiency, supervisory ability and personal qualities were assessed at 8 out of 10. He was highly recommended for promotion during each assessment. The detailed evaluations were all positive. In a report in early 1993, the first reporting officer (with whom the second and third reporting officers essentially agreed) noted, in his final evaluation, that the first applicant was an intelligent, caring, self-assured and mature senior non-commissioned officer who continued to work extremely hard; while his forthright opinions could detract from his popularity, the first applicant always seemed to have the best interests of his subordinates at heart and he was highly recommended for promotion without hesitation. He was said to be “widely recognised as one of the most experienced [senior non-commissioned officers] in the trade”. 14.     By 1993 the first applicant was studying theology and was considering ordination. From 7 to 9 May 1993 he attended a course designed to help individuals assess their suitability for ordination. During that course the first applicant claimed that he realised that he could no longer deny his homosexuality and that he felt morally bound to reveal his sexual orientation as he was aware of the policy against homosexuals in the armed forces. He discussed his homosexuality with the Station Padre and told him that he had decided that he could no longer live a lie. 15.     Accordingly, on 10 May 1993 the first applicant informed the EWOSE security officer that he was homosexual and he made it clear that he had always been a celibate homosexual. Since he considered his discharge inevitable, he requested that it take place as soon as possible. Later that day he saw his immediate superior to whom he also admitted his homosexuality. On 11 May 1993 the first applicant was interviewed by the officer commanding EWOSE. On 12 May 1993 security services were advised. He was suspended from his duties from 17 May 1993. 16.     A service police investigation commenced on 20 May 1993 which included their completing a Character Defect Enquiry (“CDE”) on the first applicant. The CDE report was dated 8 June 1993, briefly described the first applicant and his service career noting that he was currently engaged to serve until February 2006 and outlined the detailed observations made by a number of persons to the service police, which are summarised below. 17.     The EWOSE security officer to whom the first applicant had spoken on 10 May 1993 described the first applicant’s visit to his Squadron Leader when the first applicant had admitted his homosexuality. The security officer reported on information provided by the first applicant on his family and on how he had lived his homosexuality in the armed forces and he proffered the view that the first applicant was, in fact, homosexual and not attempting to secure early release. That officer also described the first applicant’s visit to a medical officer, said to be as a result of being in a highly charged emotional state, and, on referral, to a visiting psychiatrist, the latter of whom had indicated that the first applicant was not suffering from a clinical disorder. 18.     The submissions of the officer who had interviewed the first applicant on 11 May 1993 were also noted in the CDE report. He considered that the first applicant was genuinely homosexual and was not making the claim in order to obtain early discharge. The report also recorded the information received from the first applicant’s immediate superior who had described the first applicant’s character and his interest in theology and who had proffered the view that he was not surprised that the first applicant had claimed to be homosexual. However, that officer confirmed that the first applicant had not given any indication that he was homosexual and that, while he believed him, he had not seen or heard anything that would substantiate the first applicant’s story. He also described the first applicant’s admission to him that he was homosexual and the first applicant’s reasons for his admitting his sexual identity at that stage. 19.     The statements of two colleagues of the first applicant were also recorded in the CDE report. The first had been a close friend of the first applicant and the first applicant had admitted his homosexuality to him two weeks before he did so to the armed forces’ authorities. That colleague described his relationship with the first applicant and the first applicant’s wish to be ordained and also spoke about the first applicant’s financial problems. The second colleague described a striking change in the first applicant’s personality a few weeks after he arrived in the Sergeant’s Mess (he had become miserable and withdrawn). This change could now be explained, according to that colleague, by the first applicant’s admission. Both colleagues described the first applicant as a ‘man’s man’ who gave no indication of his homosexuality. 20.     The Station Padre’s evidence to the service police was also recorded in the CDE report. His meeting with the first applicant on 9 May 1993 was detailed in the report, the first applicant’s religious studies and ambitions were also outlined as was the Station Padre’s conversation about the first applicant with another Padre who had been involved in the course from 7 to 9   May 1993. The Station Padre’s views on the likelihood of the first applicant being accepted into the priesthood were also set out together with the opinion that the first applicant was a clever individual who would attempt to get what he wanted, the way he wanted. 21.     The first applicant’s ex-wife (also in the armed forces) provided a detailed statement to the service police which was recorded in the CDE report. She described her hesitations in marrying the first applicant, their marital difficulties, their financial difficulties, their separation in 1987 and their divorce in 1988. 22.     The CDE report concluded that no signs of homosexual tendencies were identified by the first applicant’s ex-wife, colleagues or friends, that the only evidence was the first applicant’s own admission and that the enquiry had not revealed anything to rebut the first applicant’s submissions that he had not had a homosexual physical relationship. Various identified matters could imply that the first applicant had mercenary reasons for wishing to be discharged and it was noted that he had threatened to go to the press if he was not treated properly. It was recommended that the first applicant’s financial problems should be included in any further personal security report. 23.     The Unit Commander’s recommendation for administrative disposal of the matter was dated 18 June 1993 and included the first applicant’s conduct and trade assessments from 1982 to January 1993. His conduct throughout his career was recorded as exemplary and he had been highly recommended for promotion since October 1986. It dealt briefly with his relationships with his family members, noting that his brother was a practising homosexual. It went on to record that: “[The first applicant] has been a loyal and trustworthy serviceman for 17 years and has worked hard to become a [senior non-commissioned officer]. Despite grave emotional and personal problems, [the first applicant’s] performance as a tradesman and supervisor has remained unaffected until his disclosure on 10 May 1993 ... Despite the devious and deliberate concealment of his homosexual tendencies, [the first applicant’s] honesty and character have caused him finally to admit to the truth. [The first applicant] is five years away from a substantial gratuity and pension, which he has now lost together with his career ... The fact that [the first applicant] has lost so much in material terms to gain some inner personal peace should be seen as a mitigating factor. ... [The first applicant] has few friendships outside his working environment and those remaining will now be under much strain. He has nowhere to live outside the Sergeant’s Mess ... As such this lonely and solitary individual, who has had to face up to a situation not of his own making, deserves to be treated in a compassionate and dignified manner. ... [The first applicant] has had to cope with extreme personal difficulties which have not previously impacted on the Service. These difficulties, which have been beyond his control, have caused him to become a lonely and solitary man, and finally to admit to his true personality. His homosexual tendencies cannot be reconciled easily in the Royal Air Force and his continued retention is not consistent with good discipline or morale. Nevertheless, [the first applicant] has earned the right to be treated in a dignified manner and should be given all possible assistance in reconciling his situation.” 24.     A statement of the first applicant was attached to the above recommendation in which he took exception to the reference to the sexual orientation of his brother which he considered to be of no concern to the RAF and which he found offensive. He also objected to the reference to “devious and deliberate concealment” which he regarded as a disgraceful attack on his personal integrity. He also noted that since the outset of the case he had been treated “with very considerable kindness by all concerned” and that “it would be quite wrong if I did not mention this fact”, the first applicant commending in particular the EWOSE security officer (to whom he had spoken on 10 May 1993) for his kindness and human approach to the matter. In his additional remarks, the Unit Commander noted: “With the current official policy on homosexuality, the simple fact is that [the first applicant] cannot be retained. This is a sad case and I am very keen to see that [the first applicant] is treated as fairly and with as much dignity as can be afforded. He should be discharged as soon as is administratively possible and hence I strongly advise that this case is processed with all haste. Furthermore, I believe very strongly that he should receive his full entitlement of resettlement training/leave, and terminal leave. His dedicated and diligent service over many years warrants a sympathetic and understanding approach to his final weeks in the Service.” 25.     On 10 August 1993, a Board of the RAF, two of whose members thought it apt to liken the first applicant’s case to “a murder inquiry without a body” in that he confessed to being a homosexual “without any evidence to confirm or deny his claim”, recommended his administrative discharge on grounds of his homosexuality. 26.     Further to the intervention of the first applicant’s Member of Parliament, the Parliamentary Under-Secretary of State for Defence apologised for the delay in processing the first applicant’s case and, on 27   November 1993, the first applicant was discharged from the RAF on grounds of his homosexuality. His certificate of discharge indicated that his services were no longer required, the first applicant being unable to meet his service obligations because of circumstances beyond his control. B.     The second applicant 27.     The second applicant joined the Royal Army Medical Corps on 1   June 1978 and was indexed as a pupil nurse on 12 November 1979. He passed his autumn assessment in 1981. At the time of his discharge on 29   January 1982 he was a Private, training as a pupil nurse in a military hospital. 28.     In his assessment dated 14 January 1982 he was recommended for promotion and rated above the standard required of his rank and service. The reporting officer in that evaluation noted that he was a conscientious and reliable young man with good nursing potential, that he had a polite and cheerful manner and got on well with his colleagues. It was considered that he carried out his regimental duties satisfactorily and was ready for immediate promotion. 29.     In June 1981 the second applicant commenced a homosexual relationship with a civilian. Six months later he received a posting order to Germany and applied for a home posting as he wished to remain in the United Kingdom with his partner. His application was refused. He submitted that he then realised that he could not lead a double life or face separation from his partner. Although he knew that revealing his homosexuality would lead to his discharge, he informed his nurse tutor. The latter informed the personnel officer who conducted four interviews with the second applicant on the subject of his homosexuality. 30.     The second applicant was then required to undergo a psychiatric assessment and was advised that this was necessary in order to ascertain whether he was, in fact, homosexual. The psychiatrist’s clinical notes dated 25 January 1982 indicated that it was felt that the second applicant was not suffering from any psychiatric disorder, that there were no reasons to doubt his allegation that he was homosexual and that there was, therefore, no psychiatric contra-indication to his being discharged on grounds of homosexuality. He was discharged from the army on 29 January 1982 on grounds of his homosexuality. 31.     The reasons for discharge were outlined in a note from the second applicant’s commanding officer dated 26 January 1982 where it was confirmed that the second applicant had admitted to homosexual acts with civilians. It was also noted that there was no evidence of such activity with soldiers and it was considered that at no time had good order and military discipline been affected. It was felt that, while his “work has as yet not deteriorated”, the “problems of his relationship” would affect his work and reliability in the near future. It was further noted that he had not yet lost the respect of his superiors nor suffered ridicule at the hands of his contemporaries but that this could well be so if his “problem” were to become common knowledge. 32.     The assessment of his military conduct and character contained in his certificate of service signed on his discharge noted his conduct as exemplary, describing the second applicant as conscientious and reliable with good nursing potential. A letter dated 7 December 1984 from Army Medical Services noted that ward reports throughout the second applicant’s training showed that he was an “above average nurse” who was well liked by his colleagues and patients. He was described as a keen and intelligent worker who applied himself well to all aspects of nursing. C.     The third applicant 33.     The third applicant joined the RAF on 10 November 1985 and commenced officer training at the RAF college. He was commissioned as Acting Petty Officer on 27 March 1986, achieved the rank of Flight Lieutenant in September 1991 and served as a second navigator at a RAF base in Scotland. 34.     In his evaluation covering the period July 1993 to March 1994, the first reporting officer pointed out that the third applicant, who had recently changed posting, was progressing satisfactorily in his current post and that, with more experience, he should be a contender to become a first navigator in due course. Although he was not yet recommended for further promotion, he was considered to have good potential for the future if he could resolve his domestic difficulties. The second and third reporting officers also spoke of the impact on the third applicant of the breakdown of his marriage, considering that he should rather consolidate his current position. Accordingly, none of the three reporting officers recommended him for further promotion. Two out of the three reporting officers referred to him as being prone to air sickness in the posting that he held at that time. 35.     In August 1994 the third applicant’s credit card holder, which he had previously lost, was found by an officer of the service police in the latter’s internal mail and its contents aroused suspicion that the third applicant might be homosexual. On 3 August 1994 the third applicant was interviewed by an officer of the service police and he was shown two membership cards of homosexual clubs which were in his name. The third applicant confirmed that the cards were his and that he was homosexual. During that interview he was pressed to give names of service personnel with whom he had had a sexual relationship. He stated that his homosexual activity was limited to members of the civilian population and that he had never had a sexual relationship with a member of the service. 36.     A report dated August 1994 from the service police described the above interview and indicated that there was no evidence whatsoever to suggest that there was an abuse of rank, that the circumstances were particularly “deviant, sordid or persistent” or that “assault, violence, ill-treatment or other criminal or disciplinary offences” were involved. Accordingly, the third applicant had not been interviewed under caution and was “content to make a voluntary statement”. That statement, dated 3   August 1994, confirmed that he was homosexual and pointed out that he had realised he was homosexual in 1992 and that, in hindsight, this was a major contributory factor in the break-up of his marriage. He indicated that his wife knew at the time of his statement of his homosexuality and he confirmed the statements made during his interview as to his previous homosexual relationships. He made it clear that he did not wish to provide the names of those persons with whom he had had a homosexual relationship and stated that he had not made the statement to get a discharge from service. 37.     On 24 August 1994 the third applicant was suspended from his normal primary duties with immediate effect. A report was prepared recommending that he be ordered to resign his commission on the grounds of unsuitability. 38.     On 31 August 1994 the third applicant lodged a petition challenging this recommendation. On 6 January 1995 the decision of the Air Force Board, rejecting the third applicant’s petition, was promulgated. On 19 May 1995 he was informed that the decision of the Air Force Board would not be reviewed. On 4 September 1995 he was discharged from the RAF on grounds of his homosexuality. D.     The domestic proceedings 39.     On 24 January 1996 Mr Perkins, who had also been dismissed from the Royal Navy in 1995 on grounds of his homosexuality, applied to the High Court for leave to take judicial review proceedings on the basis that the Ministry of Defence policy against homosexuals serving in the armed forces was “irrational”, that it was in breach of Articles 8 and 14 of the European Convention on Human Rights and that it was contrary to the EU Council Directive on the Implementation of the Principle of Equal Treatment for Men and Women as regards Access to Employment, Vocational Training and Promotion and Working Conditions 76/207/EEC (“the Equal Treatment Directive”). 40.     On 30 April 1996 the European Court of Justice (“ECJ”) decided that transsexuals were protected from discrimination on grounds of their transsexuality under European Community law ( P. v. S. and Cornwall County Council [1996] Industrial Relations Law Reports 347). On 3 July 1996 Mr Perkins was granted leave by the High Court. 41.     On 13 March 1997 the High Court referred the question of the applicability of the Equal Treatment Directive to differences of treatment based on sexual orientation to the ECJ pursuant to former Article 177 of the Treaty of Rome (R. v. Secretary of State for Defence, ex parte Perkins , 13   March 1997). 42.     On 17 February 1998 the ECJ found that the Equal Pay Directive   75/117/EEC (which, like the Equal Treatment Directive, prohibited discrimination “on grounds of sex”) did not apply to discrimination on grounds of sexual orientation ( Grant v. South West Trains Ltd [1998] ICR 449). Consequently, on 2 March 1998 the ECJ enquired of the High Court in the Perkins case whether it wished to maintain the Article 177 reference. After a hearing between the parties, the High Court decided to withdraw the question from the ECJ (R. v. Secretary of State for Defence, ex parte Perkins , 13 July 1998). Leave to appeal was refused. 43.     The applicants issued proceedings, along with a number of other individuals, in the Industrial Tribunal claiming unfair dismissal and sexual discrimination on 10 August 1995, in September 1995 and in October 1995 respectively. They argued, inter alia , in favour of the applicability of the Equal Treatment Directive to a difference of treatment based on sexual orientation. Following a hearing before the Industrial Tribunal in August 1996, their cases together with a series of similar cases, were stayed pending the outcome of the above-described Perkins case then pending before the High Court. That stay was renewed in May 1997 and in June 1998. However, further to the High Court decision of 13 July 1998 in the Perkins case, the applicants, following legal advice, withdrew their applications before the Industrial Tribunal, which tribunal consequently dismissed their applications on 23 December 1998. II.     RELEVANT DOMESTIC LAW AND PRACTICE 44.     The domestic law and practice relevant to the present applications is described in the judgments of the Court in the cases of Lustig-Prean and Beckett v. the United Kingdom (nos.   31417/96 and 32377/96, §§ 22-34 and 37-61, 27 September 1999, unreported) and Smith and Grady v. the United Kingdom (nos.   33985/96 and 33986/96, §§ 29-41 and 44-68, 27 September 1999, ECHR 1999-VI).     THE LAW I.     ALLEGED VIOLATION OF ARTICLES 3, 8 AND 10 OF THE CONVENTION, ALONE AND IN CONJUNCTION WITH ARTICLE   14, AND OF ARTICLE 13 OF THE CONVENTION 45.     The applicants complained about both the intrusive investigations into their private lives and about their subsequent discharges from the armed forces pursuant to the absolute policy of the Ministry of Defence against homosexuals in the armed forces. They invoked Article 8, both alone and in conjunction with Article 14 of the Convention. 46.     They also considered that they were treated in a manner inconsistent with Article 3, either taken alone or in conjunction with Article 14 of the Convention. They referred both to the intrusive investigations into their private lives and to their being singled out for investigation and discharge because of their homosexuality. 47.     The applicants further complained about the decision to adopt and apply the policy against homosexuals in the armed forces, about the investigations conducted and about their having been discharged because of their homosexuality, invoking Article 10, both alone and in conjunction with Article 14 of the Convention. 48.     Finally, the applicants invoked Article 13 of the Convention, arguing that they had no effective domestic remedy in relation to the above violations of the Convention. 49.     The relevant Articles of the Convention read, in so far as relevant, as follows: Article 3 : “No one shall be subjected to torture or to inhuman or degrading treatment or punishment.” Article 8 : “1.     Everyone has the right to respect for his private ... life, ... 2.     There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety...” Article 10 : “1.     Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. ... 2.     The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, ...” Article 13 : “Everyone whose rights and freedoms as set forth in this Convention are violated shall have an effective remedy before a national authority ...” Article 14 : “The enjoyment of the rights and freedoms set forth in this Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status.” A.     The parties’ submissions 50.     By their letter to the Court dated 14 January 2000 the Government stated that they did not believe that the Court’s consideration of the present cases should lead to conclusions on the substantive issues different from those reached in the above-cited cases of Lustig-Prean and Beckett and Smith and Grady . By their letter to the Court dated 18 February 2000 the applicants confirmed that they agreed with the Government on this point. B.     The Court’s assessment 1.     Article 8 of the Convention, alone and in conjunction with Article 14 51.     The Court recalls that in its judgments in the above-cited cases of Lustig-Prean and Beckett (§§ 63-68 and 80-105) and Smith and Grady (§§   70-75 and 87-112) it found that the investigation of the applicants’ sexual orientation, and their discharge from the armed forces on the grounds of their homosexuality pursuant to the absolute policy of the Ministry of Defence against the presence of homosexuals in the armed forces, constituted direct interferences with the applicants’ right to respect for their private lives which could not be justified under the second paragraph of Article 8 of the Convention as being “necessary in a democratic society”. A violation of Article 8 was therefore found. 52.     The Court further recalls that, in those cases, it considered (at §§ 108 and 115, respectively) that the applicants’ complaints under Article 14 of the Convention that they had been discriminated against on grounds of their sexual orientation by reason of the existence and application of the policy of the Ministry of Defence amounted in effect to the same complaint, albeit seen from a different angle, that the Court had already considered in relation to Article 8 of the Convention. 53.     The Court does not consider there to be any material difference between those cases and the present one. Accordingly, the Court finds that in the present case there has been a violation of Article 8 of the Convention in respect of each applicant. In addition, the Court does not consider that the applicants’ complaints under Article 14 of the Convention in conjunction with Article 8 give rise to any separate issue. 2.     Article 3 of the Convention, alone and in conjunction with Article 14 54.     The Court further recalls that in its above-cited judgment in Smith and Grady (§§ 122-123) it found no violation in respect of the applicants’ complaints under Article 3, taken either alone or in conjunction with Article 14 of the Convention. It considered that, while the policy of the Ministry of Defence together with the investigation and discharge which ensued were undoubtedly distressing and humiliating for the applicants, the treatment did not reach, in the circumstances of the cases, the minimum level of severity which would bring it within the scope of Article 3 of the Convention. 55.     The Court does not find that there is any material difference between that case and the present one. Accordingly, the Court concludes that in the present case there has been no violation of Article 3 of the Convention, taken alone or in conjunction with Article 14. 3.     Article 10 of the Convention, alone and in conjunction with Article   14 56.     The Court further considered in its above-cited Smith and Grady judgment (§§ 127-128) that it was not necessary to examine Ms Smith and Mr Grady’s complaints under Article 10 of the Convention, either alone or in conjunction with Article 14. It did not rule out that the policy of the Ministry of Defence could constitute an interference with the applicants’ freedom of expression. However, it noted that the sole ground for the investigation and discharge of the applicants was their sexual orientation which was an essentially private manifestation of human personality and it considered that the freedom of expression element of the present case was subsidiary to the applicants’ right to respect for their private lives which was principally at issue. 57.     The Court does not find that there is any material difference between that case and the present one. Accordingly, the Court concludes that in the present case it is not necessary to examine the applicants’ complaints under Article 10 of the Convention, either taken alone or in conjunction with Article 14.     4.     Article 13 of the Convention 58.     In its above-cited Smith and Grady judgment (§§ 135-139), having reviewed the domestic remedies available to the applicants including judicial review proceedings, the Court found that the applicants had no effective remedy in relation to the violation of their right to respect for their private lives guaranteed by Article 8 of the Convention and that there had been, accordingly, a violation of Article 13 of the Convention. 59.     The Court does not find that there is any material difference between that case and the present one. Consequently, the Court concludes that in the present case there has been a violation of Article 13 in conjunction with Article 8 of the Convention on the basis that the applicants did not have any effective remedy in relation to the violation of their right to respect for their private lives. II.     APPLICATION OF ARTICLE 41 OF THE CONVENTION 60.     Article 41 of the Convention provides: “If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.” 61.     The applicants claimed compensation for pecuniary and non-pecuniary losses and the reimbursement of legal costs and expenses. A.     Non-pecuniary loss 62.     The applicants submitted that the investigations into their sexuality, notwithstanding their admissions of homosexuality, and their resulting discharges, were serious, insulting and unnecessary intrusions into their personal lives. They emphasised the negative effects that their investigations and discharges had had upon them. Each applicant claimed just satisfaction for non-pecuniary loss of 19,000 pounds sterling (GBP). 63.     The Government accepted that an award of GBP 19,000 should be made to each of the applicants in respect of non-pecuniary loss. 64.     The Court recalls its judgments in Lustig-Prean and Beckett v. the United Kingdom (just satisfaction), nos. 31417/96 and 32377/96, § 12, 25   July 2000, unreported (“ Lustig-Prean and Beckett (just satisfaction)”) and Smith and Grady v. the United Kingdom (just satisfaction), nos.   33985/96 and 33986/96, § 13, 25 July 2000, ECHR 2000-IX (“ Smith and Grady (just satisfaction)”), in which it gave its reasons as to why the interferences with the applicants’ private lives were considered to be especially grave: the investigation process was particularly intrusive; the discharge of the applicants had a profound effect upon them and their careers; and the absolute and general character of the policy led to the discharge of the applicants on the grounds of an innate personal characteristic irrespective of their conduct or service records. In those cases an award of GBP 19,000 was made to each applicant. 65.     The Court finds that similar considerations apply to the present applicants. Accordingly, the Court awards, on an equitable basis, 30,300   euros (EUR) to each applicant in compensation for non-pecuniary loss. B.     Pecuniary loss 1.     The applicants’ submissions 66.     The pecuniary loss claims of the applicants were based upon the difference between their civilian income and benefits and their service income and benefits had they not been discharged. The period used to calculate past loss was taken from the date of their discharges to 5 April 2001, from which date their claims for future losses were calculated. Each of the applicants based their claims for pecuniary loss upon assumptions about the future course of their service careers had they not been discharged. (a)     Career assumptions 67.     Notwithstanding that each of the applicants believed that they would in fact have retired in higher ranks (Warrant Officer, Captain and Wing Commander, respectively) and, in the case of the first and third applicants, served for longer (until they were 55 years of age), they submitted that just satisfaction would be achieved if compensation for pecuniary loss were based upon the following, more modest, career assumptions. In the case of the first applicant, that he would have been promoted to Chief Technician in 1995 and retired in that rank in February 2006. In the case of the second applicant, that he would have been promoted to Lance Corporal in 1982 and Corporal in 1984, in which rank he would have retired in December 2000. In the case of the third applicant, that he would have remained a Flight Lieutenant until his retirement in July 2005. (b)     Past pecuniary loss 68.     All three applicants relied upon Ministry of Defence data to calculate what their earnings in the armed forces would have been had it not been for their discharges. 69.     The first applicant submitted that, following his discharge, his self-esteem had been badly affected, he had not received any emotional support to assist him in re-establishing himself in civilian life and he suffered from ongoing psychological and emotional problems. He argued that he made every effort to mitigate his loss, finding a secretarial job in London between 1994 and 1996. However, he contended that he had to leave London as he could not afford to live there on his salary. He therefore moved back to the area in which his family lived in Lancashire, a place of high unemployment where he submitted that he had been unable to find any further paid work, had received only state benefits from 1996 onwards and had continued to look for work. The first applicant submitted that his RAF earnings from November 1993 to April 2001 would have ranged from GBP 19,578.60 to GBP 29,433.60 and that his loss of earnings during that period had been GBP 137,210.98. He further calculated compound interest thereon to be GBP 46,910.45. 70.     The second applicant submitted that, following his discharge, he started work in the National Health Service (“NHS”) as an enrolled nurse in October 1982. As a result of an accident at work in 1986, he took ill-health early retirement in 1994, after which he received benefits and undertook some agency work. For the period prior to 1994, as he had not retained records of his earnings, he relied upon national salary figures provided by the Royal College of Nursing (“RCN”). Where RCN figures were not available for a particular year, he provided an estimate based upon figures which were ascertainable for surrounding years. The second applicant accepted that he could only claim for losses which were directly attributable to the Convention violations. For the period from 1994 onwards, he therefore based his claim only upon the average annual difference between his military and civilian earnings during the period from 1982 to 1994 (approximately GBP 3,500). He accepted that any loss which he had suffered over and above that amount was attributable to his accident at work and not to the Convention violations. He submitted that his armed forces earnings from 1982 to 2000 would have ranged from GBP 6,679.25 to GBP   20,415.48 and calculated his past loss of earnings to be GBP   63,743.85, with compound interest thereon of GBP 52,062.18. 71.     The third applicant submitted that he started work as an accountant following his discharge in 1995 on a much reduced salary to that which he had earned in the RAF. His earnings as an accountant had ranged from GBP   15,671.37 to GBP 30,499.92 from 1995 to 2001, whereas he submitted that those in the RAF would have ranged from GBP 33,456.06 to GBP   43,245.20 during the same period. He calculated his past loss of earnings to be GBP 97,444.43, with compound interest thereon of GBP   32,071.48. (c)     Future loss of earnings 72.     The first applicant submitted that he would continue to be unemployed in the near future given that unemployment remained high in his region and that he still experienced emotional and psychological difficulties resulting from the lengthy investigation carried out by the RAF. By reference to his average annual past loss of earnings calculations, he submitted that his future loss of earnings would be in the region of GBP   20,000 per annum. To calculate his loss from April 2001 to February 2006, he multiplied GBP 20,000 by six to claim a loss of GBP 120,000. 73.     The second applicant submitted that, had he been allowed to serve his full term of engagement, he would have retired voluntarily in 2000. He therefore did not make any claim for future loss of earnings. 74.     The third applicant submitted that the average annual difference between what he could have earned in the RAF and his civilian earnings was approximately GBP 16,000 between 1995 and 2001. He multiplied this average annual figure by four to calculate his future loss of earnings from 2001 to 2005, which he claimed to be GBP 64,000. (d)     Loss of pension benefits 75.     All three applicants relied upon the expert report of an actuary, which contained, inter alia , the following general features. The reports contrasted the immediate military pensions to which the applicants would have been entitled upon their retirement had they not been discharged, with the deferred military pensions which they would now receive upon reaching 60 years of age and any civilian pension benefits which had accrued to them following their discharges. In adopting a “multiplier” to reflect the deduction to be made to allow for the early receipt of the pension benefits and for mortality rates, the reports applied two alternative “rates of return” (the net real rate of interest that would accrue upon the investment of any award made) of 2%, which the expert recommended, (“recommended basis”) and 4%, which the expert regarded as a reasonable alternative (“alternative basis”). The reports acknowledged that the House of Lords had held in a personal injury case that the rate of return to be used should be 3% ( Wells v. Wells [1999] 1 AC 345). The amounts claimed for loss of pension benefits were presented as round figures, the reports stating that they were based upon a number of assumptions about the future and that it was therefore important not to impute a false sense of accuracy to the eventual results. The reports further emphasised that they did not allow for contingencies other than the early receipt of the benefits and mortality rates, such as the applicants not remaining in the armed forces for as long as they had predicted. 76.     The reports contained, inter alia , the following specific features. The first applicant’s report was based upon the assumption that he would have been unemployed from the date of his discharge in 1993 until the date on which he would have ordinarily retired from the RAF in 2006, save for his period of employment between 1994 and 1996. The only deduction made for civilian pension benefits was therefore for those accrued during that latter period (which amounted to a State Earnings Related Pension of GBP   83 per annum, payable at 65 years of age). His loss of pension benefits was calculated to be GBP 140,000 (recommended basis) or GBP 107,900 (alternative basis). 77.     The second applicant’s report made an allowance for the pension benefits which had accrued to him during his army service from 1978 to 1982. It did so by calculating and deducting the value of those benefits had they been paid out by way of a standard dArticles de loi cités
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Synthèse
- Juridiction
- CEDH
- Chambre
- CASELAW;JUDGMENTS;CHAMBER;ENG
- Formation
- 7
- Date
- 22 octobre 2002
- Matière
- droits fondamentaux
Référence
ECLI:CE:ECHR:2002:1022JUD004853599
Données disponibles
- Texte intégral