CEDHCASELAW;JUDGMENTS;GRANDCHAMBER;ENG8Satisfaction
CEDH · CASELAW;JUDGMENTS;GRANDCHAMBER;ENG — 30 mars 2017
- ECLI
- ECLI:CE:ECHR:2017:0330JUD003558908
- Date
- 30 mars 2017
- Publication
- 30 mars 2017
droits fondamentauxCEDH
Source : DILA / Judilibre · open data
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Solution
source officielleViolation of Article 2 - Right to life (Article 2-1 - Life) (Substantive aspect);Violation of Article 2 - Right to life (Article 2-1 - Effective investigation) (Procedural aspect);Non-pecuniary damage - award (Article 41 - Non-pecuniary damage;Just satisfaction)
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RUSSIA   (Application no. 35589/08)     JUDGMENT       STRASBOURG   30 March 2017                     This judgment is final but it may be subject to editorial revision. In the case of Nagmetov v. Russia, The European Court of Human Rights, sitting as a Grand Chamber composed of:   Guido Raimondi, President,   Luis López Guerra,   Angelika Nußberger,   Ledi Bianku,   Helen Keller,   Paul Lemmens,   Valeriu Griţco,   Faris Vehabović,   Ksenija Turković,   Dmitry Dedov,   Branko Lubarda,   Yonko Grozev,   Síofra O’Leary,   Carlo Ranzoni,   Armen Harutyunyan,   Stéphanie Mourou-Vikström,   Pauliine Koskelo, judges, and Françoise Elens-Passos, Deputy Registrar, Having deliberated in private on 1 September 2016 and 23 January 2017, Delivers the following judgment, which was adopted on the last ‑ mentioned date: PROCEDURE 1.     The case originated in an application (no. 35589/08) against the Russian Federation lodged with the Court under Article 34 of the Convention for the Protection of Human Rights and Fundamental Freedoms (“the Convention”) by a Russian national, Mr Yarmet Uzerovich Nagmetov (“the applicant”), on 11 July 2008. 2.     The applicant was represented by Ms K.   Moskalenko and Ms   K.   Kostromina, lawyers practising in Moscow and Strasbourg, assisted by Ms A.   Maralyan. The Russian Government (“the Government”) were represented by Mr G. Matyushkin, Representative of the Russian Federation to the European Court of Human Rights. 3.     The applicant alleged under Article 2 of the Convention that his son had died following the use of a lethal weapon against him, and that there had been no effective investigation in this respect. 4.     The application was allocated to the First Section of the Court (Rule   52 § 1 of the Rules of Court). On 13 January 2012 the application was communicated to the Government. 5.     On 5 November 2015 a Chamber of the First Section, composed of András Sajó, president, Mirjana Lazarova Trajkovska, Julia Laffranque, Paulo Pinto de Albuquerque, Linos-Alexandre Sicilianos, Erik Møse and Dmitry Dedov, judges, and André Wampach, Deputy Section Registrar, gave judgment. They unanimously declared admissible the applicant’s complaints under Article 2 of the Convention and held that there had been violations of this Article under its substantive and procedural limbs. While noting that no claim for just satisfaction had been made, the Chamber unanimously decided to make a just-satisfaction award in respect of the non ‑ pecuniary damage sustained by the applicant. The concurring opinion of Judge Sajó was annexed to the judgment. 6.     On 4 February 2016 the Russian Government requested that the case be referred to the Grand Chamber in accordance with Article 43 of the Convention, with regard to the just-satisfaction award made in the Chamber judgment. The panel of the Grand Chamber granted the request on 14   March 2016. 7.     The composition of the Grand Chamber was determined according to the provisions of Article 26 §§ 4 and 5 of the Convention and Rule 24 of the Rules of Court. Having consulted with the parties, the President of the Grand Chamber decided to dispense with a public hearing in the present case (Rule 59 § 3 and Rule   71 § 2). On 23 January 2017 Helen Keller, substitute judge, replaced judge Işıl Karakaş, who was prevented from sitting (Rule 24 § 3). 8.     The applicant and the Government each filed written observations (Rule 59 § 1 and Rule 71 § 1). THE FACTS I.     THE CIRCUMSTANCES OF THE CASE 9.     The applicant was born in 1949 and lives in Makhachkala, Republic of Dagestan, Russia. 10.     On 25 April 2006 the applicant’s son, Murad Nagmetov, participated in a public gathering in the village of Miskindzha, in the Dokuzparinskiy district of Dagestan. Several hundred people took part, alleging corruption by local public officials. At around 3 p.m. officers from the special mobile unit encircled the participants and fired several warning shots into the air. 11.     Thereafter the gathering was dispersed by the authorities with the use of firearms (see also Primov and Others v. Russia , no. 17391/06, §§   15 ‑ 18, 12   June 2014). Murad Nagmetov was wounded by a tear-gas grenade and died from his wounds. Five other people were seriously wounded; a large number of people sustained injuries and were arrested. 12 .     On the same day the prosecutor of the Republic of Dagestan initiated criminal proceedings on charges of murder and illegally handling firearms (Articles 105 and 222 of the Criminal Code) and assigned the case to an investigator. 13.     A forensic expert examined the deceased’s body and extracted the objects that had killed him. 14.     On the same day, the investigator commissioned a ballistics report from the Forensic Expert Centre of the Dagestan Ministry of the Interior to determine the type of the grenade, the type of rifle used to fire it and whether the grenade had striae that could be used to identify that rifle. 15 .     On 11 May 2006 the ballistics expert issued a report and concluded as follows: “1.   The forensic expert was given the following two objects for examination: a grenade with a special charge; and an obturator with a special charge (a 23   mm cartridge used with a carbine type KS-23 (KS-23M)). It has not been possible to determine the exact make of the tear-gas grenade. 2.     ... It would not be possible to use the obturator on the body of the grenade to identify the specific weapon used. It would however be possible to use the separate obturator to identify the weapon used, if the weapon were provided for examination.” 16 .     On 26 June 2006 the investigating authority commissioned another ballistics report to identify the rifle used to fire the grenade extracted from the body of the applicant’s son. On 6 July 2006 the Forensic Expert Centre of the Dagestan Ministry of the Interior declined to carry out an examination, referring to the absence of “facilities or equipment for test-shooting 23 mm canisters with special gases”. 17.     On an unspecified date, a number of carbines used by officers of the special mobile unit on 25 April 2006 were seized. 18.     In July and August 2006 the investigating authority commissioned ballistics reports from the Forensic Expert Centre of the Dagestan Ministry of the Interior and another local expert institution. However, the reports were not produced, apparently, on account of lack of sufficient technical facilities. 19 .     On 6 September 2006 the Federal Office of Forensic Examination of the Federal Ministry of Justice was asked to prepare a ballistics report in order to determine which rifle had been fired at the victim. The investigating authority submitted the objects extracted from the victim’s body, as well as thirteen carbines. 20.     On 19 October 2006 the authorities took the decision to open another criminal case concerning the charge of abuse of power by a public official causing death (Article 286 of the Criminal Code). It appears from the decision that it concerned persons other than the applicant’s son. The decision read as follows: “It was established that police officers had had recourse to firearms ... Officers from the special mobile unit fired gunshots, using 23 mm cartridges, and teargas grenades, acting in violation of a directive dated 5 November 1996 and in excess of their powers... It is prohibited to fire these tear-gas canisters at a person. As a result, Mr   N. and Mr   A. sustained injuries.” 21.     The above-mentioned cases were subsequently joined. 22 .     On 8 November 2006 the Federal Office of Forensic Examination issued a report, the relevant parts of which read: “ ... As the relevant 23 mm cartridges had not been submitted for test shots, a request for 23 mm Volna cartridges was made to the relevant department of the Ministry of the Interior of the Russian Federation ... [Footnote: Volna cartridges are used for training purposes relating to the use of KS-23 and KS-23M carbines. These cartridges are similar to those normally used with these carbines. The only difference is that they do not contain the irritating chemical substance.] ... The research part ... 2.     ... I note that the tear-gas grenade has no striae left by the carbine used to fire it. This may be explained by the fact that the grenade could not have had contact with the interior of the carbine as it had been loaded into it with the aid of two obturators ... 5.     Test shots have been carried out in respect of the KS-23 and KS23M carbines that were submitted for the examination. The purpose of the test shots was to observe the striae left on the obturators of the grenades fired from these carbines, and to compare the striae with the striae left on the obturator of the grenade used against the victim. I have used 23 mm Volna cartridges for the test shots. These cartridges are similar to those that were submitted for the examination ... 6.     ... In view of the variance of the results of the test shots, it was impracticable to identify the relevant carbine on the basis of the striae left on the obturators ... in particular, on account of the elasticity and low thermo-resistance of the material used in the obturators ...” 23.     On 15 November 2006 another ballistics report was requested from the Forensic Science Institute of the Federal Security Service (“the Institute”). The Institute was likewise provided with thirteen carbines and the objects extracted from the victim’s body. 24 .     On 26 February 2007 the expert from the Institute issued a report stating that it was not practicable to determine which of the examined carbines had been used to shoot the cartridge. The forensic expert explained that she had been provided with Volna cartridges for the purpose of her research and for test shots, whereas the elements extracted from the victim’s body were parts of a grenade. The forensic expert specified that Volna   cartridges and tear-gas grenades had “different geometric parameters and are made of materials with different characteristics”. 25.     On 26 February 2007 the investigating authority suspended the investigation. 26 .     On 30 August 2007 the applicant’s other son, Mr Rafik Nagmetov, brought court proceedings challenging the alleged inaction of the investigating authority. In a judgment of 8   October 2007 the Sovetskiy District Court of Makhachkala dismissed the complaint. The court held as follows: “Over seventy people were interviewed in the course of the investigation. The necessary (medical, ballistics, criminological) examinations were carried out ... All carbines which had been used by the officers were seized ... All relevant officers were identified ... The logbooks concerning distribution of weapons and ammunition were examined ... On three occasions three different expert institutions were asked to submit ballistics reports. The requests were not complied with on account of the absence of the necessary equipment ... Attempts were made to identify the relevant rifle in other expert institutions ... Those were not equipped for this kind of forensic examination ... In consequence, the Federal Office of Forensic Examination was not able to identify the weapon ... Another request is pending before the Forensic Science Institute of the Federal Security Service ... Thus, the investigating authority has carried out all the investigative measures that were possible in the absence of an identified suspect.” 27.     On 14 January 2008 the Supreme Court of the Republic of Dagestan upheld the judgment. 28 .     The applicant’s son, Mr Rafik Nagmetov, also sought judicial review of the suspension decision of 26   February 2007. On 25 July 2008 the District Court held that the suspension of the investigation was justified. However, on 8 September 2008 the appeal court quashed the judgment and ordered a re-examination of the complaint. In a judgment of 6   October   2008 the District Court granted the complaint, considering that by failing to submit appropriate comparative material to the forensic expert, the investigating authority failed to take “exhaustive measures aimed at identifying the perpetrator”. 29 .     On an unspecified date, the applicant became aware that the evidence extracted from the body of his son had been lost. 30.     In November 2009 the applicant requested that the authorities commission an additional ballistics report and complained about the loss of the evidence. 31 .     On 16 December 2009 the investigation was resumed. It appears that the investigating authority took some measures to clarify what had happened to the evidence. In particular, armourers from the special mobile unit were interviewed. The investigator also made an enquiry with the Institute referring to his difficulties in interpreting the report of 26   February 2007. It remains unclear what reply was received to this enquiry. 32 .     According to the Government, the enquiry about the loss of evidence yielded no specific results, in particular on account of the death of the investigator in the case and the redeployment of the investigation unit. 33.     On 16 January 2010 the investigator again suspended the investigation. 34 .     On 21 February 2011 the acting prosecutor of the Republic of Dagestan determined that this decision was unlawful and ordered a resumption of the investigation. The decision reads as follows: “Having examined the file, I conclude that the investigation did not exhaust the measures aimed at establishing the circumstances of the crime, at collecting the evidence and identifying the rifle used to cause the victim’s death ... In particular, the request for a ballistics report to the Institute was submitted with Volna cartridges instead of the type of cartridges used for causing the victim’s death. The different geometric parameters of these cartridges prevented the experts from identifying the carbine used against the victim ... Following the resumption of the investigation in December 2009 the investigator merely made an enquiry instead of actually submitting grenades for comparative research ... It does not follow from the expert report of 26 February 2007 that it would have been impossible to identify the rifle, provided that cartridges of the relevant type were provided. The evidence extracted from the victim’s body was examined for the purposes of the above expert report. Thus, the current unavailability of this evidence is not an obstacle to seeking a new ballistics report from the same institution.” 35 .     Following the resumption of the investigation the investigator made enquiries with the Institute about the possibility of carrying out a ballistics examination in the absence of the evidence extracted from the victim’s body. While it remains unclear what reply was received from the Institute, it does not appear that any new ballistics examination was carried out. 36 .     On 17 April 2011 the investigating authority issued a decision suspending the investigation. This decision reads as follows: “It follows from the evidence in the case file that on 25 April 2006 inhabitants of nearby villages and other people blocked the road with stones and logs ... In reply to lawful orders from the police requiring them to disperse, unidentified people threw stones at the police, causing various physical injuries to eleven officers. The police officers used firearms to retaliate... Officers of the special mobile unit fired shots with their pump-action shotguns towards the crowd, using 23 mm cartridges, and a tear-gas grenade. In so doing they violated a directive dated 5 November 1996 ... and acted in excess of their powers. As a result, [the applicant’s son] and others sustained shotgun wounds ... causing [him] to die on the spot. ... It is impossible to commission another ballistics report in the absence of the cartridge. It has not been possible to identify the person who shot [the applicant’s son].” 37.     The applicant did not challenge this decision. II.     PROCEDURAL HISTORY OF THE CASE BEFORE THE COURT 38 .     On 11 July 2008 the applicant lodged an application before the Court. Relying on Article 2 of the Convention, the applicant argued that his son had died because of an unlawful and excessive use of lethal force. The investigations into his son’s death were ineffective.   In his application form the applicant sought “compensation for the related violations of the Convention” albeit without specifying the type of damage and the amount. 39 .     Following communication of the case, on 24 May   2012 Ms   K.   Kostromina, the applicant’s representative, was invited to submit observations and claims for just satisfaction on behalf of the applicant. The relevant standard letter read as follows in this respect: “The President of the Section has instructed me to invite you to submit by 26   July 2012 ... any claims for just satisfaction. ... With regard to just satisfaction claims, I would draw your attention to Rule 60 and would remind you that failure to submit within the time allowed quantified claims, together with the required supporting documents, entails the consequence that the Chamber will either make no award of just satisfaction or else reject the claim in part. This applies even if the applicants have indicated their wishes concerning just satisfaction at an earlier stage of the proceedings. The criteria established by the Court’s case-law when it rules on the question of just satisfaction (Article 41 of the Convention) are: (1) pecuniary damage, that is to say losses actually sustained as a direct consequence of the alleged violation; (2)   non ‑ pecuniary damage, meaning compensation for suffering and distress occasioned by the violation; and (3) the costs and expenses incurred in order to prevent or obtain redress for the alleged violation of the Convention, both within the domestic legal system and through the Strasbourg proceedings. These costs must be itemised, and it must be established that they are reasonable and have been actually and necessarily incurred. You must attach to your claims the necessary vouchers, such as bills of costs. The Government will then be invited to submit their comments on the matter. These time-limits will not normally be extended.” 40 .     No such observations or claims were submitted by 26 July 2012. In a subsequent letter Ms Kostromina explained that, despite an informal agreement between them, her former legal office had not forwarded the mail to her new address (of which the Court had not been informed). On 11   October 2012 the President of the Section, on an exceptional basis, granted the lawyer leave to submit observations and claims, despite the expiry of the time-limit on 26   July 2012. The new time-limit was 22   November 2012. However, none were submitted by that date. The Government was informed that while no observations had been submitted within the time-limit, it transpired that the applicant wished to maintain his application before the Court and that the Court would therefore examine the case on the basis of the file as it stood at the time. III.     RULES OF COURT AND PRACTICE DIRECTION ON JUST SATISFACTION CLAIMS 41 .     The Rules of Court (adopted by the Plenary Court pursuant to Article 25 of the Convention) read in the relevant parts as follows at the relevant time: “Rule 36 – Representation of applicants ... 2.     Following notification of the application to the respondent Contracting Party under Rule 54 § 2   (b), the applicant should be represented in accordance with paragraph 4 of this Rule, unless the President of the Chamber decides otherwise. ... 4.     (a) The representative acting on behalf of the applicant pursuant to paragraphs   2 and 3 of this Rule shall be an advocate ..., or any other person approved by the President of the Chamber. (b)     In exceptional circumstances and at any stage of the procedure, the President of the Chamber may, where he or she considers that the circumstances or the conduct of the advocate or other person appointed under the preceding sub-paragraph so warrant, direct that the latter may no longer represent or assist the applicant and that the applicant should seek alternative representation. ... Rule 60 – Claims for just satisfaction 1. An applicant who wishes to obtain an award of just satisfaction under Article   41 of the Convention in the event of the Court finding a violation of his or her Convention rights must make a specific claim to that effect. 2. The applicant must submit itemised particulars of all claims, together with any relevant supporting documents, within the time-limit fixed for the submission of the applicant’s observations on the merits unless the President of the Chamber directs otherwise. 3. If the applicant fails to comply with the requirements set out in the preceding paragraphs the Chamber may reject the claims in whole or in part. 4. The applicant’s claims shall be transmitted to the respondent Contracting Party for comment. ... Rule 75 – Ruling on just satisfaction 1.     Where the Chamber or the Committee finds that there has been a violation of the Convention or the Protocols thereto, it shall give in the same judgment a ruling on the application of Article 41 of the Convention if a specific claim has been submitted in accordance with Rule 60 and the question is ready for decision; if the question is not ready for decision, the Chamber or the Committee shall reserve it in whole or in part and shall fix the further procedure ...” 42 .     The Practice Direction on Just Satisfaction Claims (issued by the President of the Court in accordance with Rule 32 of the Rules of Court on 28   March 2007) read in the relevant parts as follows at the relevant time: “4. Claimants are warned that compliance with the formal and substantive requirements deriving from the Convention and the Rules of Court is a condition for the award of just satisfaction. II. Submitting claims for just satisfaction: formal requirements 5. Time-limits and other formal requirements for submitting claims for just satisfaction are laid down in Rule 60 of the Rules of Court ... Thus, the Court requires specific claims supported by appropriate documentary evidence, failing which it may make no award. The Court will also reject claims set out on the application form but not resubmitted at the appropriate stage of the proceedings and claims lodged out of time. III. Submitting claims for just satisfaction: substantive requirements ... 13.     The Court’s award in respect of non-pecuniary damage is intended to provide financial compensation for non-material harm, for example mental or physical suffering. 14.     It is in the nature of non-pecuniary damage that it does not lend itself to precise calculation. If the existence of such damage is established, and if the Court considers that a monetary award is necessary, it will make an assessment on an equitable basis, having regard to the standards which emerge from its case-law. 15.     Applicants who wish to be compensated for non-pecuniary damage are invited to specify a sum which in their view would be equitable. Applicants who consider themselves victims of more than one violation may claim either a single lump sum covering all alleged violations or a separate sum in respect of each alleged violation. ... 23.     The Court’s awards, if any, will normally be in the form of a sum of money to be paid by the respondent Contracting Party to the victim or victims of the violations found. Only in extremely rare cases can the Court consider a consequential order aimed at putting an end or remedying the violation in question. The Court may, however, decide at its discretion to offer guidance for the execution of its judgment (Article 46 of the Convention).” THE LAW I.     ALLEGED VIOLATION OF ARTICLE 2 OF THE CONVENTION 43.     The applicant complained under Article 2 of the Convention that his son Murad had died in circumstances disclosing an unlawful and excessive use of lethal force. The applicant also contended that no effective investigation had been carried out. 44.     Article 2 of the Convention reads as follows: “1.     Everyone’s right to life shall be protected by law. No one shall be deprived of his life intentionally save in the execution of a sentence of a court following his conviction of a crime for which this penalty is provided by law. 2.     Deprivation of life shall not be regarded as inflicted in contravention of this article when it results from the use of force which is no more than absolutely necessary: (a)     in defence of any person from unlawful violence; (b)     in order to effect a lawful arrest or to prevent the escape of a person lawfully detained; (c)     in action lawfully taken for the purpose of quelling a riot or insurrection.” A.     The Chamber’s judgment 45.     In its judgment of 5 November 2015 the Chamber held that there had been violations of Article 2 of the Convention under its substantive and procedural aspects. The Chamber’s judgment contained the following findings in relation to the complaint under Article 2 of the Convention: “(a)     Material aspect 40.     The Court notes that the Government have acknowledged that Murad Nagmetov was deprived of his life, in contravention of the requirements of Article   2 of the Convention. In particular, the Government stated, together with the domestic authorities, that it was against Russian law to fire the tear-gas grenade in question directly at a person. 41.     The Court finds no reasons to disagree with the above submission (see also Abdullah Yaşa and Others v. Turkey , no. 44827/08, § 48, 16 July 2013). Thus, there has been a violation of Article   2 of the Convention. (b)     Procedural aspect ... 46.     First of all, the Court notes that following the death of the applicant’s son a criminal investigation was opened, and it was done without delay (see, by contrast, Lyapin v. Russia , no. 46956/09, §§   128-133, 24 July 2014). 47.     Second, the Court considers that the applicant’s argument concerning, in substance, the alleged partiality of the investigating authority or the experts in the case is unspecific and unsubstantiated. In the present case, the Court has no reasons to conclude that there was any hierarchical or institutional connection between the persons responsible for and those carrying out the investigation and those implicated in the events (see, by way of comparison, A.A. v. Russia , no.   49097/08, § 94, 17   January 2012, and Davitidze v. Russia , no.   8810/05, § 107, 30 May 2013). 48.     Third, as to the thoroughness of the authorities’ efforts to identify the person who caused the victim’s death, the Court reiterates that in investigations into killings crucial evidence is usually available to the investigating authorities at the beginning of the investigation. The body of the victim, the crime scene, eyewitness evidence and the material used in the commission of the offence, such as bullets and spent cartridges, are of benefit to investigators and provide them with pointers in the earliest stages of their enquiries (see Er and Others v. Turkey , no.   23016/04, § 54, 31   July 2012). The Court’s task in the present case is to determine, with due regard to the specific allegations and arguments from the parties, whether some deficiency in the investigation undermined its ability to identify the person responsible for the victim’s injuries and death. 49.     It follows from the available material that over seventy people were interviewed in the course of the investigation; the relevant officers were identified; and the logbooks concerning distribution of weapons and ammunition were examined ... The applicant raised no arguments relating to these investigative measures.   At the same time, the Court observes that in his application before it the applicant referred mostly to the allegedly unsatisfactory quality of the expert reports. 50.     It appears from the available material that the domestic authorities proceeded on the assumption that the victim’s death resulted from the use of a weapon by an officer of the special mobile unit and that this use was in breach of the domestic regulations because it was not appropriate to fire a tear-gas grenade directly at a person. In the circumstances of the case, the authorities considered it pertinent to check for a possible match between the evidence extracted from the victim’s body and the carbines held by the officers during the public gathering on 25 April 2006. 51.     As to the pace and thoroughness of the measures concerning this aspect of the investigation, it remains unclear when the relevant carbines were seized. At least, it is noted that the first ballistics expert stated in May 2006 that it would be possible to identify the specific weapon using a separate obturator, if such a weapon were provided for examination ... More than a month later, the investigating authority decided to commission another ballistics report from the same expert institution. However, at this point it could not be done because of the absence of “facilities or equipment for test-shooting 23 mm canisters with special gases” ... As a result, this test was only performed after August 2006 when the investigating authority provided the forensic experts with a number of carbines ... It is uncontested that these carbines were the ones that had been used by the officers of the special mobile unit on 25   April 2006. However, it is regrettable that it took nearly eight months to make proper arrangements for a comparative forensic examination in late 2006 and then three more months to receive a reply from the Forensic Science Institute of the Federal Security Service in February 2007 ... 52.     The Court considers that, in addition to the above unjustified delays, the domestic authorities failed to take reasonable measures to preserve the key evidence in the case. The Court reiterates in this connection that to be effective an investigation should be “capable of leading to” the identification and punishment of those responsible. Otherwise, it would be possible in some cases for agents of the State to abuse the rights of those within their control with virtual impunity (see Labita v.   Italy [GC], no.   26772/95 , § 131, ECHR 2000 ‑ IV).   Therefore, the loss of the evidence extracted from the victim’s body ... required a prompt and thorough enquiry. In the circumstances relating to the use of weapons by an agent of the State it was important to confirm or dispel any doubts as to the absence of any bad faith in handling evidence on the part of any public officials. Nevertheless, the available decisions contain no presentation or assessment of any evidence as to the circumstances of the loss of the key piece of evidence ... The Court has not been provided with convincing evidence that the Russian authorities took sufficient steps to secure the evidence concerning the incident and to investigate the loss of the key piece of evidence. 53.     The respondent Government has argued that the effectiveness of the domestic investigation was not undermined by the loss of the evidence because it happened after the investigators had already exhausted all reasonable measures, including the comparative forensic examination. The investigation could not be completed on account of the objective impossibility to identify the relevant rifle. 54.     The Court agrees with the Government that the ballistics report of 8   November 2006 did contain an assessment of the relevant evidence, including that extracted from the victim’s body. The expert test shot the carbines and made an attempt to compare the results with the striae left on the evidence extracted from the victim’s body. This measure was intended to establish whether any of the carbines had been used to fatally wound the applicant’s son. The expert concluded that it was technically impossible to establish, to a reasonable degree of certainty, whether or not any of the tested carbines had been used to shoot the victim. 55.     However, it appears that the investigating authority and the prosecutor’s office were not satisfied with the ballistics report of 8   November 2006 ..., and thus the Forensic Science Institute was asked to reassess the matter. It replied in February 2007 that it was not practicable to determine which of the carbines had been used to shoot the cartridge. It remains unclear why the new forensic expert was provided with Volna cartridges rather than the relevant type of grenades for comparative research and why those could not have been obtained by her proprio motu . The respondent Government have not substantiated their statement before the Court that the Institute had insufficient technical facilities to carry out a forensic examination. 56.     For its part, the Court is not ready to rely on the report of 8   November 2006 as regards its conclusion of the impossibility of identifying the relevant carbine. It can be reasonably inferred from the expert’s explanation in February 2007 that Volna cartridges were not appropriate for comparative testing because they and the elements of the grenade, which had been extracted from the victim’s body, had different geometric parameters and were made of materials with different characteristics ... 57.     The investigating authority failed to act on the information received from the Institute and suspended the investigation in February 2007, without any valid reason. While the domestic court eventually acknowledged in October 2008 that the investigating authority had wrongly suspended the investigation and had not taken “the exhaustive measures aimed at identifying the perpetrator” ..., it was only in December 2009 that the authorities resumed the investigation. 58.     By that time, the key evidence had already been lost ... However, the prosecutors considered that a new forensic examination was still necessary and possible ... Despite the prosecutors’ orders, the investigating authority failed to submit the materials for a new forensic examination. Instead, they limited their work to making enquiries with the Institute which, apparently, yielded no replies ... 59.     The Court has not been provided with any evidence which would refute the domestic authorities’ conclusion that the new comparative ballistics assessment remained necessary and possible, despite the loss of the evidence. The report of 26   February 2007 may be perceived as disclosing an important disagreement with the methodology of the report of 8 November 2006, that is, whether it was appropriate to use Volna cartridges for the comparative test-shooting, as it was done in the latter forensic examination. By implication, it could be argued that there remained a possibility that a proper comparative assessment might lead to the identification of the relevant rifle. 60.     In addition, the Court cannot but note that the available official decisions, including the most recent one in 2011, concern the suspension of the investigation. They do not contain any presentation or analysis of the available evidence such as statements regarding the incident on 25   April 2006. Thus, the applicant has not been provided with any official conclusions relating to his son’s death. 61.     Lastly, it does not transpire from the available material that there was any adequate disciplinary or criminal inquiry carried out in respect of the superior officers who had the task of training and supervising the officers who had been involved in the events on 25 April 2006. 62.     Taken together, the foregoing considerations have led the Court to conclude that the authorities did not exhaust all reasonable and practicable measures, which would be capable of providing assistance in identifying the shooter and in establishing the other relevant circumstances of the case. 63.     There has therefore been a violation of Article 2 of the Convention under its procedural limb.” B.     The Court’s assessment 46.     Before the Grand Chamber the applicant maintained his complaint under Article 2 of the Convention, and the Government made no submissions on it. 47.     The Court endorses the Chamber’s findings and holds that there has been a violation of Article 2 of the Convention under its substantive and procedural limbs. II.     APPLICATION OF ARTICLE 41 OF THE CONVENTION 48.     Article 41 of the Convention provides: “If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.” A.     Non-pecuniary damage 1.     The Chamber’s findings 49.     In its judgment of 5   November 2015 the Chamber took note of the fact that the applicant had not submitted a claim for just satisfaction within the prescribed time-limit, and stated that no award would normally be made. However, referring to the powers conferred on it by Article 41 of the Convention and previous cases in which the Court had exceptionally found it equitable to award compensation in respect of non-pecuniary damage, even where no such claim had been made, the Chamber decided to make an award. In reaching this conclusion, the Chamber referred to the particular gravity of the violation of the Convention, the absence of any domestic compensation and the uncertain prospects of success in obtaining adequate compensation in a speedy manner after the Court’s judgment. Having regard to the above considerations, the Court found it appropriate and necessary in the particular circumstances of the case to award the applicant, on an equitable basis, a sum of 50,000 euros (EUR), in respect of non-pecuniary damage, plus any tax that might be chargeable to him. 2.     The parties’ submissions before the Grand Chamber (a)     The applicant 50.     The applicant submitted that he had made a just satisfaction claim in the application form (see paragraph 38 above) and acknowledged that he had subsequently failed to comply with the formal requirements at the communication stage of the proceedings. The applicant argued, however, that nothing in the letter or spirit of the Convention or even the Rules of Court prevented the Court from making an award in the absence of a formal claim from an applicant. On the contrary, Article 41 of the Convention set out the basis for an award that the Court “shall” make “if necessary”. Rule   60 § 3 of the Rules of Court provided that the Court “may” dismiss the claim in whole or in part where an applicant had not properly complied with the procedural requirements. The above consideration meant that the Court was not prohibited from making an award where a requirement to submit a claim at the appropriate stage had not been complied with. Such a decision would not run counter to the principle of subsidiarity, since the decision remained within the Court’s purview. 51.     As was clearly stated in the application form, the applicant’s application to the Court pursued the aim of obtaining a declaration of a violation of the Convention as well as the aim of obtaining compensation. Thus, it should be accepted that a claim had been made but was not quantified. 52 .     The applicant’s representatives invited the Grand Chamber to “affirm the judgment” made by the Chamber but submitted no further claim for just satisfaction either as regards costs and expenses incurred before it or with respect to pecuniary or non ‑ pecuniary damage. The applicant also made a written statement confirming his interest in pecuniary compensation for the violation of Article 2 of the Convention, in the following terms: “My representative has informed me that the Russian Government challenged the Court’s judgment awarding me compensation in relation to my son’s death ... In my application to the Court I asked for compensation. I did not specify the amount because I could not at the time and cannot now ‘put a price’ on my son’s life, since it is without price ... The Russian State did not investigate the murder of my son and now, moreover, it has refused to pay the money that the European Court considered to be just satisfaction ... I insist that the Court should confirm that the judgment [issued by the Chamber] is correct.” 53.     Alternatively, the applicant invited the Court to make an exception in the present case while acknowledging the Court’s prevailing practice not to make an award in the absence of a formal claim. When making an award, the Chamber had correctly taken into consideration the absolute nature of the protected Convention right whose violation had given rise to the matter of just satisfaction. (b)     The Government 54.     The Government argued that the Chamber’s award ran counter to the principle of subsidiarity and the Court’s primary role of setting human ‑ rights standards across Europe rather than allocating monetary compensation. Article 46 of the Convention set out the basis for the Court to order individual measures such as an award of compensation for the damage and loss suffered by an applicant on account of a violation of the Convention. However, such compensation was not intended to punish the respondent State. Nor was it vindictive or exemplary in character, for the purpose of deterring any future blameworthy conduct. The compensation should not exceed the loss actually sustained by the injured party. The above consideration found its application in the ne ultra petitum rule established in Rule 60 of the Rules of Court and was thus binding on the Court. 55 .     Along with a finding of a violation of the State’s obligations under an international treaty, the claim for compensation (duly submitted and reasoned by the injured party) was a condition sine qua non for reaching a decision on the matter of compensation. An injured party could choose to resort to international justice for the sole purpose of obtaining a finding of a violation which, for that party, might constitute just satisfaction. In the absence of a clearly sought and formulated claim, an award would be arbitrary, since the adjudicating authority would not dispel doubts as to whether damage had actually been incurred. 3.     The Court’s position 56.     The Court will examine in turn whether there is a just satisfaction “claim” within the meaning of the Rules of Court in the present case, whether it has competence to make a just-satisfaction award and whether it is appropriate to make such an award in the circumstances of the present case. (a)     Whether there is a just satisfaction “claim” (i)     General principles and established practice 57.     The Court reiterates that Article 41 of the Convention (cited above) empowers it to afford the injured party such satisfaction as appears to it to be appropriate (see Karácsony and Others v. Hungary [GC], no.   42461/13, §   179, ECHR 2016 (extracts)). 58.     Article 41 does not impose on applicants or their representatives before the Court any procedural requirements (non-)compliance with which would, at the same time, circumscribe the Court’s decision on the matter of just satisfaction. However, certain requirements are contained in the Rules of Court and a Practice Direction (quoted in paragraphs 41 and 42 above), both of which are intended to establish a procedural framework for organising the Court’s activity and assisting it in the exercise of its judicial function. 59.     On the basis of the above provisions, it is the Court’s prevailing practice that the applicants’ indications of wishes for reparation mentioned in the application form in respect of the alleged violations cannot palliate the ensuing failure to articulate a “claim” for just satisfaction during the communication stage of the proceedings. Thus, the Court normally refused to take such statements into account for the purpose of Article 41 of the Convention (see Mancini v. Italy , no.   44955/98, §§   28-29, ECHR 2001 ‑ IX; Fadıl Yılmaz v. Turkey , no.   28171/02, §§   26-27, 21 July 2005; Miltayev and Meltayeva v. RussiaArticles de loi cités
Article 2 CEDHArticle 2-1 CEDH
Citations
Aucune citation répertoriée pour cette décision.
Décisions connexes
Aucune décision similaire identifiée pour le moment.
Synthèse
- Juridiction
- CEDH
- Chambre
- CASELAW;JUDGMENTS;GRANDCHAMBER;ENG
- Formation
- 8
- Dispositif
- Satisfaction
- Date
- 30 mars 2017
- Matière
- droits fondamentaux
Référence
ECLI:CE:ECHR:2017:0330JUD003558908